CIK 0000878932 · Non-accelerated filer
EQUUS TOTAL RETURN, INC.
Sign in to watch- Ticker
- EQS
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 760345915
- Phone
- 7135290900
- Business address
- 700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
- Former names
- EQUUS II INC, EQUUS II INC ET AL
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2019-07-26 | TOKARZ MICHAEL T 10% owner | Other acquisition | +608,310 | $1.70 | $1.0M | 3,836,334 |
| 2019-07-26 | TOKARZ MICHAEL T 10% owner | Other acquisition | +608,310 | $1.70 | $1.0M | 4,444,644 |
| 2019-07-26 | Tokarz Group Advisers LLC 10% owner | Other acquisition | +608,310 | $1.70 | $1.0M | 3,836,334 |
| 2019-07-26 | Tokarz Group Advisers LLC 10% owner | Other acquisition | +608,310 | $1.70 | $1.0M | 4,444,644 |
| 2019-07-26 | MVC CAPITAL, INC. 10% owner | Other acquisition | +608,310 | $1.70 | $1.0M | 3,836,334 |
| 2019-07-26 | MVC CAPITAL, INC. 10% owner | Other acquisition | +608,310 | $1.70 | $1.0M | 4,444,644 |
| 2019-07-24 | TOKARZ MICHAEL T 10% owner | Sale | −608,310 | $1.70 | $1.0M | 3,836,334 |
| 2019-07-24 | TOKARZ MICHAEL T 10% owner | Sale | −608,310 | $1.70 | $1.0M | 3,228,024 |
| 2019-07-24 | Tokarz Group Advisers LLC 10% owner | Sale | −608,310 | $1.70 | $1.0M | 3,836,334 |
| 2019-07-24 | Tokarz Group Advisers LLC 10% owner | Sale | −608,310 | $1.70 | $1.0M | 3,228,024 |
| 2019-07-24 | MVC CAPITAL, INC. 10% owner | Sale | −608,310 | $1.70 | $1.0M | 3,836,334 |
| 2019-07-24 | MVC CAPITAL, INC. 10% owner | Sale | −608,310 | $1.70 | $1.0M | 3,228,024 |
| 2017-03-21 | Bergner Richard F Director | Purchase | +19,500 | $2.40 | $47K | 19,500 |
| 2017-03-17 | Bergner Richard F Director | Purchase | +19,500 | $2.40 | $47K | 19,500 |
| 2017-03-17 | Atkinson Fraser Director | Purchase | +19,500 | $2.40 | $47K | 21,389 |
| 2017-03-17 | des Pallieres Bertrand Director | Purchase | +15,000 | $2.40 | $36K | 2,199,692 |
| 2017-03-17 | KNAUSS ROBERT L Director | Purchase | +21,000 | $2.40 | $50K | 92,670 |
| 2017-03-17 | Hankinson Henry W Director | Purchase | +19,500 | $2.40 | $47K | 19,500 |
| 2017-03-17 | Hardy John A. Chief Executive Officer | Purchase | +500,000 | $2.40 | $1.2M | 500,000 |
| 2017-03-17 | Denos Kenneth I Secretary | Purchase | +250,000 | $2.40 | $600K | 265,754 |
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