CIK 0000878932 · Non-accelerated filer
EQUUS TOTAL RETURN, INC.
Sign in to watch- Ticker
- EQS
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 760345915
- Phone
- 7135290900
- Business address
- 700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
- Former names
- EQUUS II INC, EQUUS II INC ET AL
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2005-06-30 | FLANAGAN GREGORY J Director | Option exercise | +2,200 | $7.43 | $16K | 15,867 |
| 2005-06-30 | FLANAGAN GREGORY J Director | Sale | −2,200 | $8.38 | $18K | 13,667 |
| 2005-06-30 | FLANAGAN GREGORY J Director | Sale | −2,200 | $8.38 | $18K | 11,467 |
| 2005-06-30 | FLANAGAN GREGORY J Director | Sale | −2,200 | $8.38 | $18K | 9,267 |
| 2005-06-30 | FLANAGAN GREGORY J Director | Option exercise · Incentive Stock Options (right to buy) | −2,200 | $7.80 | $17K | 0 |
| 2005-06-30 | FLANAGAN GREGORY J Director | Option exercise · Incentive Stock Options (right to buy) | −2,200 | $7.72 | $17K | 0 |
| 2005-06-30 | FLANAGAN GREGORY J Director | Option exercise · Incentive Stock Options (right to buy) | −2,200 | $7.43 | $16K | 0 |
| 2005-06-30 | FLANAGAN GREGORY J Director | Other disposition · Incentive Stock Options (right to buy) | −2,200 | $14.15 | $31K | 0 |
| 2005-06-30 | FLANAGAN GREGORY J Director | Other disposition · Incentive Stock Options (right to buy) | −5,500 | $21.82 | $120K | 0 |
| 2005-06-30 | FLANAGAN GREGORY J Director | Other disposition · Incentive Stock Options (right to buy) | −2,200 | $24.94 | $55K | 0 |
| 2005-06-30 | FLANAGAN GREGORY J Director | Other disposition · Incentive Stock Options (right to buy) | −2,200 | $8.45 | $19K | 0 |
| 2005-06-30 | FLANAGAN GREGORY J Director | Other disposition · Incentive Stock Options (right to buy) | −2,200 | $9.03 | $20K | 0 |
| 2005-06-30 | Walters James Philip Vice President, Controller | Option exercise | +50,000 | $7.69 | $385K | 50,000 |
| 2005-06-30 | Walters James Philip Vice President, Controller | Sale | −50,000 | $8.38 | $419K | 0 |
| 2005-06-30 | Walters James Philip Vice President, Controller | Option exercise · Incentive Stock Options (right to buy) | −50,000 | $7.69 | $385K | 0 |
| 2005-06-30 | NICODEMUS HARRY O IV Vice President, CFO | Option exercise | +40,000 | $7.85 | $314K | 40,000 |
| 2005-06-30 | NICODEMUS HARRY O IV Vice President, CFO | Option exercise | +100,000 | $7.69 | $769K | 140,000 |
| 2005-06-30 | NICODEMUS HARRY O IV Vice President, CFO | Sale | −40,000 | $8.38 | $335K | 100,000 |
| 2005-06-30 | NICODEMUS HARRY O IV Vice President, CFO | Sale | −100,000 | $8.38 | $838K | 0 |
| 2005-06-30 | NICODEMUS HARRY O IV Vice President, CFO | Option exercise · Incentive Stock Options (right to buy) | −40,000 | $7.69 | $308K | 100,000 |
Page 19 of 23 · 444 trades