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CIK 0000878932 · Non-accelerated filer

EQUUS TOTAL RETURN, INC.

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Ticker
EQS
Exchange
NYSE
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
760345915
Phone
7135290900
Business address
700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
Former names
EQUUS II INC, EQUUS II INC ET AL
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2005-06-30 PETERSEN GARY R Director Other disposition · Incentive Stock Options (right to buy) −5,500 $21.82 $120K 0
2005-06-30 PETERSEN GARY R Director Other disposition · Incentive Stock Options (right to buy) −2,200 $24.94 $55K 0
2005-06-30 PETERSEN GARY R Director Other disposition · Incentive Stock Options (right to buy) −2,200 $8.45 $19K 0
2005-06-30 PETERSEN GARY R Director Other disposition · Incentive Stock Options (right to buy) −2,200 $9.03 $20K 0
2005-06-30 Williams Edward E Director Option exercise +2,200 $7.43 $16K 49,981
2005-06-30 Williams Edward E Director Option exercise +2,200 $7.72 $17K 52,181
2005-06-30 Williams Edward E Director Option exercise +2,200 $7.80 $17K 54,381
2005-06-30 Williams Edward E Director Sale −2,200 $8.38 $18K 52,181
2005-06-30 Williams Edward E Director Sale −2,200 $8.38 $18K 49,981
2005-06-30 Williams Edward E Director Sale −2,200 $8.38 $18K 47,781
2005-06-30 Williams Edward E Director Option exercise · Incentive Stock Options (right to buy) −2,200 $7.43 $16K 0
2005-06-30 Williams Edward E Director Option exercise · Incentive Stock Options (right to buy) −2,200 $7.72 $17K 0
2005-06-30 Williams Edward E Director Option exercise · Incentive Stock Options (right to buy) −2,200 $7.80 $17K 0
2005-06-30 Williams Edward E Director Other disposition · Incentive Stock Options (right to buy) −2,200 $14.15 $31K 0
2005-06-30 Williams Edward E Director Other disposition · Incentive Stock Options −5,500 $21.82 $120K 0
2005-06-30 Williams Edward E Director Other disposition · Incentive Stock Options −2,200 $24.94 $55K 0
2005-06-30 Williams Edward E Director Other disposition · Incentive Stock Options (right to buy) −2,200 $8.45 $19K 0
2005-06-30 Williams Edward E Director Other disposition · Incentive Stock Options −2,200 $9.03 $20K 0
2005-06-30 FLANAGAN GREGORY J Director Option exercise +2,200 $7.80 $17K 11,467
2005-06-30 FLANAGAN GREGORY J Director Option exercise +2,200 $7.72 $17K 13,667

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