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CIK 0000878932 · Non-accelerated filer

EQUUS TOTAL RETURN, INC.

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Ticker
EQS
Exchange
NYSE
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
760345915
Phone
7135290900
Business address
700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
Former names
EQUUS II INC, EQUUS II INC ET AL
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2005-06-30 ORVIETO BRAD Director Option exercise · Incentive Stock Options (right to buy) −2,200 $7.72 $17K 0
2005-06-30 ORVIETO BRAD Director Other disposition · Incentive Stock Options (right to buy) −5,500 $8.63 $47K 0
2005-06-30 STORMS JOHN W Director Option exercise +2,200 $7.43 $16K 11,437
2005-06-30 STORMS JOHN W Director Option exercise +2,200 $7.72 $17K 13,637
2005-06-30 STORMS JOHN W Director Option exercise +2,200 $7.80 $17K 15,837
2005-06-30 STORMS JOHN W Director Sale −2,200 $8.38 $18K 13,637
2005-06-30 STORMS JOHN W Director Sale −2,200 $8.38 $18K 11,437
2005-06-30 STORMS JOHN W Director Sale −2,200 $8.38 $18K 9,237
2005-06-30 STORMS JOHN W Director Option exercise · Incentive Stock Options (right to buy) −2,200 $7.43 $16K 0
2005-06-30 STORMS JOHN W Director Option exercise · Incentive Stock Options (right to buy) −2,200 $7.72 $17K 0
2005-06-30 STORMS JOHN W Director Option exercise · Incentive Stock Options (right to buy) −2,200 $7.80 $17K 0
2005-06-30 STORMS JOHN W Director Other disposition · Incentive Stock Options (right to buy) −1,100 $14.15 $16K 0
2005-06-30 STORMS JOHN W Director Other disposition · Incentive Stock Options (right to buy) −5,500 $21.82 $120K 0
2005-06-30 STORMS JOHN W Director Other disposition · Incentive Stock Options (right to buy) −2,200 $24.94 $55K 0
2005-06-30 STORMS JOHN W Director Other disposition · Incentive Stock Options (right to buy) −2,200 $8.45 $19K 0
2005-06-30 STORMS JOHN W Director Other disposition · Incentive Stock Options (right to buy) −2,200 $9.03 $20K 0
2005-06-30 TUGGLE FRANCIS D DR Director Option exercise +2,000 $7.43 $15K 6,438
2005-06-30 TUGGLE FRANCIS D DR Director Option exercise +2,200 $7.72 $17K 8,638
2005-06-30 TUGGLE FRANCIS D DR Director Option exercise +2,200 $7.80 $17K 10,838
2005-06-30 TUGGLE FRANCIS D DR Director Sale −2,000 $8.38 $17K 8,838

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