CIK 0000878932 · Non-accelerated filer
EQUUS TOTAL RETURN, INC.
Sign in to watch- Ticker
- EQS
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 760345915
- Phone
- 7135290900
- Business address
- 700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
- Former names
- EQUUS II INC, EQUUS II INC ET AL
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2005-06-30 | KNAUSS ROBERT L Director | Option exercise | +2,200 | $7.80 | $17K | 7,391 |
| 2005-06-30 | KNAUSS ROBERT L Director | Sale | −2,200 | $8.38 | $18K | 5,191 |
| 2005-06-30 | KNAUSS ROBERT L Director | Sale | −2,200 | $8.38 | $18K | 2,991 |
| 2005-06-30 | KNAUSS ROBERT L Director | Sale | −2,200 | $8.38 | $18K | 791 |
| 2005-06-30 | KNAUSS ROBERT L Director | Option exercise · Incentive Stock Options (right to buy) | −2,200 | $7.43 | $16K | 0 |
| 2005-06-30 | KNAUSS ROBERT L Director | Option exercise · Incentive Stock Options (right to buy) | −2,200 | $7.72 | $17K | 0 |
| 2005-06-30 | KNAUSS ROBERT L Director | Option exercise · Incentive Stock Options (right to buy) | −2,200 | $7.80 | $17K | 0 |
| 2005-06-30 | KNAUSS ROBERT L Director | Other disposition · Incentive Stock Options (right to buy) | −2,200 | $14.15 | $31K | 0 |
| 2005-06-30 | KNAUSS ROBERT L Director | Other disposition · Incentive Stock Options (right to buy) | −5,500 | $21.82 | $120K | 0 |
| 2005-06-30 | KNAUSS ROBERT L Director | Other disposition · Incentive Stock Options (right to buy) | −2,200 | $24.94 | $55K | 0 |
| 2005-06-30 | KNAUSS ROBERT L Director | Other disposition · Incentive Stock Options (right to buy) | −2,200 | $8.45 | $19K | 0 |
| 2005-06-30 | KNAUSS ROBERT L Director | Other disposition · Incentive Stock Options (right to buy) | −2,200 | $9.03 | $20K | 0 |
| 2005-06-30 | DOUGLASS SAM P CEO | Option exercise | +237,600 | $7.69 | $1.8M | 260,414 |
| 2005-06-30 | DOUGLASS SAM P CEO | Sale | −237,600 | $8.38 | $2.0M | 22,814 |
| 2005-06-30 | DOUGLASS SAM P CEO | Option exercise · Common Stock | −237,600 | $7.69 | $1.8M | 0 |
| 2005-06-30 | LEHMANN NOLAN President | Option exercise | +202,700 | $7.69 | $1.6M | 400,651 |
| 2005-06-30 | LEHMANN NOLAN President | Sale | −202,700 | $8.38 | $1.7M | 197,951 |
| 2005-06-30 | LEHMANN NOLAN President | Option exercise · Incentive Stock Options (right to buy) | −202,700 | $7.69 | $1.6M | 0 |
| 2005-06-30 | ORVIETO BRAD Director | Option exercise | +2,200 | $7.72 | $17K | 4,679 |
| 2005-06-30 | ORVIETO BRAD Director | Sale | −2,200 | $8.38 | $18K | 2,479 |
Page 15 of 23 · 444 trades