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CIK 0000878932 · Non-accelerated filer

EQUUS TOTAL RETURN, INC.

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Ticker
EQS
Exchange
NYSE
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
760345915
Phone
7135290900
Business address
700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
Former names
EQUUS II INC, EQUUS II INC ET AL
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2007-09-27 Moore Anthony R Director Sale −189,716 $7.74 $1.5M 1,273,252
2007-09-27 Denos Kenneth I Chief Executive Officer Sale −189,716 $7.74 $1.5M 1,273,252
2007-09-27 Clayton Sharon Director Sale −189,716 $1,266,355.00 $240.2B 1,273,252
2007-09-27 Moore Anthony R Director Sale −189,716 $1,266,355.00 $240.2B 1,273,252
2007-09-27 Denos Kenneth I Chief Executive Officer Sale −189,716 $1,266,355.00 $240.2B 1,273,252
2007-09-27 Moore, Clayton & Co., Inc. 10% owner Sale −189,716 $1,266,355.00 $240.2B 1,273,252
2007-09-27 Denos Kenneth I Chief Executive Officer Sale +189,716 $1,266,355.00 $240.2B 1,273,252
2007-09-27 Douglass Paula Terry Vice President Other acquisition +189,716 $7.74 $1.5M 490,582
2007-09-27 DOUGLASS SAM P Co-Chairman Other acquisition +189,716 $7.74 $1.5M 490,582
2007-05-23 FEINSILVER ALAN D Director Sale −1,955 $8.83 $17K 8,200
2007-05-23 FEINSILVER ALAN D Director Sale −2,200 $8.80 $19K 6,000
2007-05-23 FEINSILVER ALAN D Director Sale −500 $8.85 $4K 5,500
2007-05-23 FEINSILVER ALAN D Director Sale −2,300 $8.81 $20K 3,200
2006-08-17 FLANAGAN GREGORY J Director Sale −1,289 $7.15 $9K 9,267
2006-08-17 FLANAGAN GREGORY J Director Purchase +2,733 $7.20 $20K 12,000
2006-05-18 TUGGLE FRANCIS D DR Director Purchase +80 $7.43 $594 6,000
2006-03-22 TUGGLE FRANCIS D DR Director Other acquisition +1,482 $7.49 $11K 5,920
2006-03-22 Boyd Charles M Director Other acquisition +267 $7.49 $2K 1,067
2006-03-22 KNAUSS ROBERT L Director Other acquisition +598 $7.49 $4K 2,389
2006-03-22 KNAUSS ROBERT L Director Other acquisition +171 $7.49 $1K 683

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