CIK 0000878932 · Non-accelerated filer
EQUUS TOTAL RETURN, INC.
Sign in to watch- Ticker
- EQS
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 760345915
- Phone
- 7135290900
- Business address
- 700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
- Former names
- EQUUS II INC, EQUUS II INC ET AL
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2007-11-28 | DOUGLASS SAM P CEO | Purchase | +1,000 | $6.15 | $6K | 29,915 |
| 2007-11-28 | DOUGLASS SAM P CEO | Purchase | +900 | $6.19 | $6K | 30,815 |
| 2007-11-28 | DOUGLASS SAM P CEO | Purchase | +200 | $6.24 | $1K | 31,015 |
| 2007-11-28 | DOUGLASS SAM P CEO | Purchase | +3,400 | $6.30 | $21K | 34,415 |
| 2007-11-28 | DOUGLASS SAM P CEO | Purchase | +100 | $6.34 | $634 | 34,515 |
| 2007-11-28 | DOUGLASS SAM P CEO | Purchase | +3,100 | $6.40 | $20K | 37,615 |
| 2007-11-28 | DOUGLASS SAM P CEO | Purchase | +7,100 | $6.39 | $45K | 44,715 |
| 2007-11-28 | DOUGLASS SAM P CEO | Purchase | +1,600 | $6.34 | $10K | 34,750 |
| 2007-11-28 | DOUGLASS SAM P CEO | Purchase | +400 | $6.33 | $3K | 35,150 |
| 2007-11-28 | DOUGLASS SAM P CEO | Purchase | +200 | $6.35 | $1K | 35,350 |
| 2007-11-28 | DOUGLASS SAM P CEO | Purchase | +3,400 | $6.40 | $22K | 38,750 |
| 2007-11-28 | DOUGLASS SAM P CEO | Purchase | +200 | $6.44 | $1K | 38,950 |
| 2007-11-28 | DOUGLASS SAM P CEO | Purchase | +6,100 | $6.50 | $40K | 45,050 |
| 2007-11-28 | DOUGLASS SAM P CEO | Purchase | +1,800 | $6.53 | $12K | 46,850 |
| 2007-11-28 | DOUGLASS SAM P CEO | Purchase | +300 | $6.54 | $2K | 47,150 |
| 2007-11-27 | Douglass Paula Terry Vice President | Purchase | +2,900 | $6.00 | $17K | 25,715 |
| 2007-11-27 | DOUGLASS SAM P CEO | Purchase | +2,900 | $6.00 | $17K | 25,715 |
| 2007-11-27 | FLANAGAN GREGORY J Director | Purchase | +3,000 | $6.10 | $18K | 15,000 |
| 2007-09-27 | Moore, Clayton & Co., Inc. 10% owner | Sale | −189,716 | $7.74 | $1.5M | 1,273,252 |
| 2007-09-27 | Clayton Sharon Director | Sale | −189,716 | $7.74 | $1.5M | 1,273,252 |
Page 12 of 23 · 444 trades