CIK 0000878932 · Non-accelerated filer
EQUUS TOTAL RETURN, INC.
Sign in to watch- Ticker
- EQS
- Exchange
- NYSE
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- EIN
- 760345915
- Phone
- 7135290900
- Business address
- 700 LOUISIANA STREET, 41ST FLOOR, HOUSTON, TX, 77002
- Former names
- EQUUS II INC, EQUUS II INC ET AL
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2023-07-14 | KNAUSS ROBERT L Director | Purchase | +1,000 | $1.48 | $1K | 93,670 |
| 2021-04-29 | Atkinson Fraser Director | Purchase | +4,034 | $1.89 | $8K | 45,591 |
| 2021-04-28 | Atkinson Fraser Director | Purchase | +700 | $1.89 | $1K | 41,557 |
| 2021-04-27 | Atkinson Fraser Director | Purchase | +100 | $1.90 | $190 | 40,857 |
| 2021-04-26 | Atkinson Fraser Director | Purchase | +1,352 | $1.90 | $3K | 40,757 |
| 2021-04-23 | Atkinson Fraser Director | Purchase | +18,016 | $1.89 | $34K | 39,405 |
| 2020-07-16 | Hardy John A. CEO | Purchase | +3,228,024 | $1.17 | $3.8M | 3,728,024 |
| 2017-03-21 | Bergner Richard F Director | Purchase | +19,500 | $2.40 | $47K | 19,500 |
| 2017-03-17 | Bergner Richard F Director | Purchase | +19,500 | $2.40 | $47K | 19,500 |
| 2017-03-17 | Atkinson Fraser Director | Purchase | +19,500 | $2.40 | $47K | 21,389 |
| 2017-03-17 | des Pallieres Bertrand Director | Purchase | +15,000 | $2.40 | $36K | 2,199,692 |
| 2017-03-17 | KNAUSS ROBERT L Director | Purchase | +21,000 | $2.40 | $50K | 92,670 |
| 2017-03-17 | Hankinson Henry W Director | Purchase | +19,500 | $2.40 | $47K | 19,500 |
| 2017-03-17 | Hardy John A. Chief Executive Officer | Purchase | +500,000 | $2.40 | $1.2M | 500,000 |
| 2017-03-17 | Denos Kenneth I Secretary | Purchase | +250,000 | $2.40 | $600K | 265,754 |
| 2016-03-03 | des Pallieres Bertrand Director | Purchase | +429 | $1.50 | $644 | 2,184,692 |
| 2016-03-02 | des Pallieres Bertrand Director | Purchase | +100 | $1.50 | $150 | 2,184,263 |
| 2016-02-26 | des Pallieres Bertrand Director | Purchase | +4,400 | $1.50 | $7K | 2,184,163 |
| 2016-02-25 | des Pallieres Bertrand Director | Purchase | +9,351 | $1.50 | $14K | 2,179,763 |
| 2016-01-21 | des Pallieres Bertrand Director | Purchase | +177 | $1.50 | $266 | 2,170,412 |
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