CIK 0000102109 · Non-accelerated filer<br>Smaller reporting company
DeFi Capital Markets, Inc.
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- DCM
- Exchange
- NYSE
- Industry
- Wholesale-Electronic Parts & Equipment, NEC
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 520898545
- Phone
- 4103633000
- Business address
- 11407 CRONHILL DRIVE, SUITES A-D, OWINGS MILLS, MD, 21117-3586
- Former names
- UNIVERSAL SAFETY PRODUCTS, INC., UNIVERSAL SECURITY INSTRUMENTS INC
- Open-market buys, last 90 days
- $93,172,559
- in 11 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$93,172,559. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2013-09-27 | North Star Investment Management Corp. 10% owner | Returned to the company | −0 | 29,921 | ||
| 2011-12-14 | LUSKIN CARY Director | Grant or award · Common Stock Purchase Options | +5,000 | 5,000 | ||
| 2011-12-14 | Bormel Ira Director | Grant or award · Common Stock Purchase Options | +5,000 | 5,000 | ||
| 2011-12-14 | SEFF RONALD A Director | Grant or award · Common Stock Purchase Options | +5,000 | 5,000 | ||
| 2011-12-14 | LUSKIN CARY Director | Grant or award · Common Stock Purchase Options | +5,000 | 5,000 | ||
| 2011-12-14 | Huff James Ballard CFO | Grant or award · Common Stock Purchase Options | +10,000 | 10,000 | ||
| 2011-12-14 | GROSSBLATT HARVEY B CEO | Grant or award · Common Stock Purchase Options | +15,000 | 15,000 | ||
| 2008-12-04 | Huff James Ballard Chief Financial Officer | Purchase | +5,500 | $2.55 | $14K | 17,243 |
| 2008-12-03 | Huff James Ballard Chief Financial Officer | Purchase | +2,000 | $2.54 | $5K | 9,743 |
| 2008-12-03 | Huff James Ballard Chief Financial Officer | Purchase | +2,000 | $2.55 | $5K | 11,743 |
| 2008-03-12 | GROSSBLATT HARVEY B President, CEO | Purchase | +900 | $5.90 | $5K | 110,402 |
| 2008-03-05 | GROSSBLATT HARVEY B President, CEO | Purchase | +328 | $6.10 | $2K | 108,502 |
| 2008-03-05 | GROSSBLATT HARVEY B President, CEO | Purchase | +1,000 | $6.09 | $6K | 109,502 |
| 2008-03-04 | GROSSBLATT HARVEY B President, CEO | Purchase | +800 | $6.10 | $5K | 108,002 |
| 2008-03-04 | GROSSBLATT HARVEY B President, CEO | Purchase | +172 | $6.10 | $1K | 108,174 |
| 2008-02-19 | GROSSBLATT HARVEY B President, CEO | Purchase | +1,000 | $6.12 | $6K | 107,202 |
| 2008-02-15 | GROSSBLATT HARVEY B President, CEO | Purchase | +1,000 | $5.95 | $6K | 105,202 |
| 2008-02-15 | GROSSBLATT HARVEY B President, CEO | Purchase | +1,000 | $6.05 | $6K | 106,202 |
| 2008-02-14 | SEFF RONALD A Director | Purchase | +5,000 | $6.21 | $31K | 77,469 |
| 2007-11-01 | SILVERMAN HOWARD B Director | Sale | −1,852 | $20.14 | $37K | 0 |
Page 9 of 17 · 339 trades