CIK 0000102109 · Non-accelerated filer<br>Smaller reporting company
DeFi Capital Markets, Inc.
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- DCM
- Exchange
- NYSE
- Industry
- Wholesale-Electronic Parts & Equipment, NEC
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 520898545
- Phone
- 4103633000
- Business address
- 11407 CRONHILL DRIVE, SUITES A-D, OWINGS MILLS, MD, 21117-3586
- Former names
- UNIVERSAL SAFETY PRODUCTS, INC., UNIVERSAL SECURITY INSTRUMENTS INC
- Open-market buys, last 90 days
- $93,172,559
- in 11 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$93,172,559. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2014-12-08 | Huff James Ballard CFO | Sale | −3,000 | $5.88 | $18K | 13,243 |
| 2014-12-08 | Huff James Ballard CFO | Sale | −450 | $5.84 | $3K | 12,793 |
| 2014-12-05 | Huff James Ballard CFO | Sale | −900 | $5.94 | $5K | 16,343 |
| 2014-12-05 | Huff James Ballard CFO | Sale | −100 | $5.95 | $595 | 16,243 |
| 2013-12-06 | North Star Micro Cap Fund 10% owner | Purchase | +3,000 | $4.58 | $14K | 260,325 |
| 2013-12-06 | North Star Investment Management Corp. 10% owner | Purchase | +3,000 | $4.58 | $14K | 290,246 |
| 2013-11-15 | North Star Micro Cap Fund 10% owner | Purchase | +5,700 | $4.50 | $26K | 257,325 |
| 2013-11-15 | North Star Investment Management Corp. 10% owner | Purchase | +5,700 | $4.50 | $26K | 287,246 |
| 2013-11-12 | North Star Micro Cap Fund 10% owner | Purchase | +10,000 | $4.62 | $46K | 251,625 |
| 2013-11-12 | North Star Investment Management Corp. 10% owner | Purchase | +10,000 | $4.62 | $46K | 281,546 |
| 2013-11-05 | North Star Micro Cap Fund 10% owner | Purchase | +100 | $4.75 | $475 | 241,625 |
| 2013-11-05 | North Star Investment Management Corp. 10% owner | Purchase | +100 | $4.75 | $475 | 271,546 |
| 2013-10-23 | North Star Micro Cap Fund 10% owner | Purchase | +700 | $4.75 | $3K | 241,525 |
| 2013-10-23 | North Star Investment Management Corp. 10% owner | Purchase | +700 | $4.75 | $3K | 271,446 |
| 2013-10-18 | North Star Micro Cap Fund 10% owner | Purchase | +10,526 | $4.74 | $50K | 240,825 |
| 2013-10-18 | North Star Investment Management Corp. 10% owner | Purchase | +10,526 | $4.74 | $50K | 270,746 |
| 2013-10-08 | North Star Micro Cap Fund 10% owner | Purchase | +299 | $4.70 | $1K | 230,299 |
| 2013-10-08 | North Star Investment Management Corp. 10% owner | Purchase | +299 | $4.70 | $1K | 260,220 |
| 2013-10-01 | North Star Investment Management Corp. 10% owner | Purchase | +1,600 | $4.89 | $8K | 259,921 |
| 2013-09-27 | North Star Investment Management Corp. SEE NOTE 2 BELOW | Purchase | +0 | 0 |
Page 8 of 17 · 339 trades