CIK 0000102109 · Non-accelerated filer<br>Smaller reporting company
DeFi Capital Markets, Inc.
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- DCM
- Exchange
- NYSE
- Industry
- Wholesale-Electronic Parts & Equipment, NEC
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 520898545
- Phone
- 4103633000
- Business address
- 11407 CRONHILL DRIVE, SUITES A-D, OWINGS MILLS, MD, 21117-3586
- Former names
- UNIVERSAL SAFETY PRODUCTS, INC., UNIVERSAL SECURITY INSTRUMENTS INC
- Open-market buys, last 90 days
- $93,172,559
- in 11 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$93,172,559. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2025-12-03 | AULT MILTON C III Director | Purchase | +1,431 | $4.32 | $6K | 102,431 |
| 2025-12-02 | AULT MILTON C III Director | Purchase | +4,631 | $4.31 | $20K | 101,000 |
| 2025-12-02 | AULT MILTON C III Director | Purchase | +1,000 | $4.31 | $4K | 6,000 |
| 2025-11-28 | AULT MILTON C III Director | Purchase | +100 | $4.40 | $440 | 96,369 |
| 2025-11-25 | AULT MILTON C III Director | Purchase | +953 | $4.04 | $4K | 5,953 |
| 2025-11-24 | AULT MILTON C III Director | Purchase | +4,038 | $3.97 | $16K | 96,269 |
| 2025-11-21 | AULT MILTON C III Director | Purchase | +17,798 | $3.84 | $68K | 92,231 |
| 2025-11-20 | AULT MILTON C III Director | Purchase | +9,026 | $3.96 | $36K | 74,433 |
| 2025-10-20 | SEFF RONALD A Director | Grant or award · Stock Options (Right to Buy) | +25,000 | 25,000 | ||
| 2025-10-20 | Huff James Ballard Chief Financial Officer | Grant or award · Stock Options (Right to Buy) | +25,000 | 25,000 | ||
| 2025-10-20 | GROSSBLATT HARVEY B Chairman, President and CEO | Grant or award · Stock Options (Right to Buy) | +50,000 | 50,000 | ||
| 2025-10-20 | AULT MILTON C III Vice Chairman | Grant or award · Stock Options (Right to Buy) | +50,000 | 50,000 | ||
| 2025-10-20 | Bormel Ira Director | Grant or award · Stock Options (Right to Buy) | +25,000 | 25,000 | ||
| 2025-10-20 | Nisser Henry Carl Director | Grant or award · Stock Options (Right to Buy) | +25,000 | 25,000 | ||
| 2025-10-03 | AULT MILTON C III Director | Purchase | +10,000 | $4.79 | $48K | 65,407 |
| 2025-10-02 | AULT MILTON C III Director | Purchase | +4,697 | $4.56 | $21K | 55,407 |
| 2025-10-01 | AULT MILTON C III Director | Purchase | +3,000 | $4.98 | $15K | 50,710 |
| 2025-09-30 | AULT MILTON C III Director | Purchase | +1,000 | $4.29 | $4K | 5,000 |
| 2025-09-30 | AULT MILTON C III Director | Purchase | +10,000 | $4.24 | $42K | 47,710 |
| 2025-09-29 | AULT MILTON C III Director | Purchase | +5,010 | $4.45 | $22K | 37,710 |
Page 6 of 17 · 339 trades