CIK 0000102109 · Non-accelerated filer<br>Smaller reporting company
DeFi Capital Markets, Inc.
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- DCM
- Exchange
- NYSE
- Industry
- Wholesale-Electronic Parts & Equipment, NEC
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 520898545
- Phone
- 4103633000
- Business address
- 11407 CRONHILL DRIVE, SUITES A-D, OWINGS MILLS, MD, 21117-3586
- Former names
- UNIVERSAL SAFETY PRODUCTS, INC., UNIVERSAL SECURITY INSTRUMENTS INC
- 4 Derivatives Options or other derivatives
- 4 Derivatives Options or other derivatives
- 4 Derivatives Options or other derivatives
- DEFA14A Proxy Proxy Materials
- 8-K Event Shareholder vote results
- 4 Open-market buy Director bought 14,697 shares at an average $4.71 ($69,282)
- SCHEDULE 13G/A Stake Statement of Beneficial Ownership
- 4 Open-market buy Director bought 4,000 shares at an average $4.80 ($19,212)
- 8-K Event Material agreement · Executive or director change
- 4 Open-market buy Director bought 25,010 shares at an average $4.28 ($107,024)
- 424B3 Offering Prospectus
- SCHEDULE 13D/A Stake Beneficial Ownership Report
- 4 Open-market buy Director bought 4,000 shares at $7.21 ($28,820)
- EFFECT Other Notice of Effectiveness
- CORRESP Other Correspondence Between Filers and SEC Staff
- 4 Open-market buy Director bought 6,000 shares at an average $6.06 ($36,350)
- S-1/A Offering Registration Statement
- UPLOAD Other SEC-generated Letter
- DEF 14A Proxy Proxy Statement
- 4 Open-market buy Director bought 823 shares at an average $4.12 ($3,388)
Page 6 of 38 · 742 filings