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CIK 0000102109 · Non-accelerated filer<br>Smaller reporting company

DeFi Capital Markets, Inc.

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Ticker
DCM
Exchange
NYSE
Industry
Wholesale-Electronic Parts & Equipment, NEC
FY end
Dec 31
Incorporated
MD
Entity type
operating
EIN
520898545
Phone
4103633000
Business address
11407 CRONHILL DRIVE, SUITES A-D, OWINGS MILLS, MD, 21117-3586
Former names
UNIVERSAL SAFETY PRODUCTS, INC., UNIVERSAL SECURITY INSTRUMENTS INC
Open-market buys, last 90 days
$93,172,559
in 11 filings
Open-market sales, last 90 days
$0
in 0 filings

Net +$93,172,559. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. AULT MILTON C III +$93.2M Director 11 filings
Date Insider Transaction Shares Price Value Owned after
2005-03-23 GROSSBLATT HARVEY B President, CEO Grant or award · Non-Qualified Stock Option +10,000 10,000
2005-03-08 SILVERMAN HOWARD B Director Sale −900 $17.44 $16K 3,789
2005-03-08 SILVERMAN HOWARD B Director Sale −200 $17.63 $4K 3,789
2005-02-23 SEFF RONALD A Director Option exercise +3,333 $4.58 $15K 59,352
2005-02-23 SEFF RONALD A Director Option exercise · Non-Qualified Stock Option −3,333 0
2005-02-16 GROSSBLATT HARVEY B President, CEO Sale −1,000 $18.09 $18K 17,695
2005-02-15 GROSSBLATT HARVEY B President, CEO Sale −6,000 $18.10 $109K 17,695
2005-02-09 GROSSBLATT HARVEY B President, CEO Option exercise +6,666 $3.38 $23K 24,695
2005-02-09 GROSSBLATT HARVEY B President, CEO Option exercise · Non-Qualified Stock Option −6,666 0
2004-12-15 KOVENS MICHAEL L 10% owner Sale +11,600 $14.45 $168K 332,719
2004-12-15 KOVENS MICHAEL L 10% owner Sale −11,600 $14.45 $168K 332,630
2004-12-15 KOVENS MICHAEL L 10% owner Sale +11,600 $14.45 $168K 332,630
2004-12-15 KOVENS MICHAEL L 10% owner Sale −11,600 $14.45 $168K 312,630
2004-11-15 KOVENS MICHAEL L 10% owner Sale −4,100 $12.42 $51K 324,230
2004-10-05 LUSKIN CARY Director Purchase +950 $10.53 $10K 41,929
2004-09-07 KOVENS MICHAEL L 10% owner Sale −3,537 $10.12 $36K 328,330
2004-08-30 Huff James Ballard Chief Financial Officer Grant or award · Non-Qualified Stock Option +5,000 5,000
2004-08-25 LAZARUS RONALD S 10% owner Sale −1,000 $10.50 $11K 90,667
2004-08-17 KOVENS MICHAEL L 10% owner Sale −4,163 $10.36 $43K 331,867
2004-08-15 KOVENS MICHAEL L 10% owner Sale −17,502 $17.99 $315K 311,417

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