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CIK 0000102109 · Non-accelerated filer<br>Smaller reporting company

DeFi Capital Markets, Inc.

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Ticker
DCM
Exchange
NYSE
Industry
Wholesale-Electronic Parts & Equipment, NEC
FY end
Dec 31
Incorporated
MD
Entity type
operating
EIN
520898545
Phone
4103633000
Business address
11407 CRONHILL DRIVE, SUITES A-D, OWINGS MILLS, MD, 21117-3586
Former names
UNIVERSAL SAFETY PRODUCTS, INC., UNIVERSAL SECURITY INSTRUMENTS INC
Open-market buys, last 90 days
$93,172,559
in 11 filings
Open-market sales, last 90 days
$0
in 0 filings

Net +$93,172,559. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. AULT MILTON C III +$93.2M Director 11 filings
Date Insider Transaction Shares Price Value Owned after
2006-06-29 KOVENS MICHAEL L 10% owner Sale −44,100 $23.00 $1.0M 138,642
2006-06-15 SEFF RONALD A Director Option exercise +7,000 $15.02 $105K 56,352
2006-06-15 SEFF RONALD A Director Option exercise · Non-Qualified Stock Option −7,000 0
2006-06-14 GROSSBLATT HARVEY B President, CEO Option exercise +20,000 $0.98 $20K 67,361
2006-06-14 GROSSBLATT HARVEY B President, CEO Option exercise +20,000 $1.28 $26K 67,361
2006-06-14 GROSSBLATT HARVEY B President, CEO Option exercise · Non-Qualified Stock Option −20,000 0
2006-06-14 GROSSBLATT HARVEY B President, CEO Option exercise · Non-Qualified Stock option −20,000 0
2006-06-07 KOVENS MICHAEL L 10% owner Sale −5,000 $20.48 $102K 182,742
2006-05-12 KOVENS MICHAEL L 10% owner Sale −11,000 $22.35 $246K 187,742
2006-05-01 KOVENS MICHAEL L 10% owner Sale +21,100 $23.05 $486K 198,742
2006-04-07 KOVENS MICHAEL L 10% owner Sale −7,175 $23.29 $167K 219,842
2006-03-23 LUSKIN CARY Director Grant or award · Non-Qualified Stock Option +3,000 3,000
2006-03-23 Huff James Ballard CFO Grant or award · Non-Qualified Stock Option +3,000 3,000
2006-03-23 SILVERMAN HOWARD B Director Grant or award · Non-Qualified Stock Option +3,000 3,000
2006-03-23 SEFF RONALD A Director Grant or award · Non-Qualified Stock Option +3,000 3,000
2006-03-23 GROSSBLATT HARVEY B President, CEO Grant or award · Non-Qualified Stock Option +5,000 5,000
2006-02-17 KOVENS MICHAEL L 10% owner Sale −18,700 $22.37 $418K 227,017
2006-02-17 LUSKIN CARY Director Purchase +455 $22.00 $10K 42,384
2006-02-14 GROSSBLATT HARVEY B President, CEO Sale −1,000 $20.50 $21K 27,361
2006-02-14 GROSSBLATT HARVEY B President, CEO Sale −1,000 $20.55 $21K 27,361

Page 13 of 17 · 339 trades