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CIK 0000102109 · Non-accelerated filer<br>Smaller reporting company

DeFi Capital Markets, Inc.

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Ticker
DCM
Exchange
NYSE
Industry
Wholesale-Electronic Parts & Equipment, NEC
FY end
Dec 31
Incorporated
MD
Entity type
operating
EIN
520898545
Phone
4103633000
Business address
11407 CRONHILL DRIVE, SUITES A-D, OWINGS MILLS, MD, 21117-3586
Former names
UNIVERSAL SAFETY PRODUCTS, INC., UNIVERSAL SECURITY INSTRUMENTS INC
Open-market buys, last 90 days
$93,172,559
in 11 filings
Open-market sales, last 90 days
$0
in 0 filings

Net +$93,172,559. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. AULT MILTON C III +$93.2M Director 11 filings
Date Insider Transaction Shares Price Value Owned after
2006-11-15 Huff James Ballard Chief Financial Officer Purchase +200 $25.35 $5K 980
2006-11-15 Huff James Ballard Chief Financial Officer Purchase +400 $25.38 $10K 1,380
2006-11-15 Huff James Ballard Chief Financial Officer Purchase +200 $25.41 $5K 1,580
2006-11-15 Huff James Ballard Chief Financial Officer Purchase +200 $25.70 $5K 1,780
2006-11-15 Huff James Ballard Chief Financial Officer Purchase +200 $25.61 $5K 1,980
2006-11-15 Huff James Ballard Chief Financial Officer Purchase +400 $25.95 $10K 2,380
2006-10-24 LUSKIN CARY Director Purchase +467 $21.43 $10K 56,979
2006-10-18 Huff James Ballard Chief Financial Officer Purchase +380 $21.25 $8K 380
2006-09-14 SEFF RONALD A Director Sale −1,000 $25.50 $26K 53,352
2006-09-14 SEFF RONALD A Director Sale −1,000 $26.10 $26K 52,352
2006-09-14 SEFF RONALD A Director Sale −1,000 $26.40 $26K 51,352
2006-09-14 GROSSBLATT HARVEY B President, CEO Sale −1,400 $25.50 $36K 62,361
2006-09-13 SEFF RONALD A Director Sale −900 $24.90 $22K 54,352
2006-09-13 GROSSBLATT HARVEY B President, CEO Sale −1,300 $25.00 $33K 63,761
2006-09-12 SEFF RONALD A Director Sale −100 $24.90 $2K 55,252
2006-09-12 GROSSBLATT HARVEY B President, CEO Sale −100 $24.50 $2K 65,061
2006-09-11 GROSSBLATT HARVEY B President, CEO Sale −1,200 $24.50 $29K 65,161
2006-09-11 SEFF RONALD A Director Sale −1,000 $24.30 $24K 55,352
2006-09-06 GROSSBLATT HARVEY B President, CEO Sale −700 $24.00 $17K 66,361
2006-07-12 GROSSBLATT HARVEY B President, CEO Sale −300 $24.00 $7K 67,061

Page 12 of 17 · 339 trades