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CIK 0000102109 · Non-accelerated filer<br>Smaller reporting company

DeFi Capital Markets, Inc.

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Ticker
DCM
Exchange
NYSE
Industry
Wholesale-Electronic Parts & Equipment, NEC
FY end
Dec 31
Incorporated
MD
Entity type
operating
EIN
520898545
Phone
4103633000
Business address
11407 CRONHILL DRIVE, SUITES A-D, OWINGS MILLS, MD, 21117-3586
Former names
UNIVERSAL SAFETY PRODUCTS, INC., UNIVERSAL SECURITY INSTRUMENTS INC
Open-market buys, last 90 days
$93,172,559
in 11 filings
Open-market sales, last 90 days
$0
in 0 filings

Net +$93,172,559. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. AULT MILTON C III +$93.2M Director 11 filings
Date Insider Transaction Shares Price Value Owned after
2007-01-30 GROSSBLATT HARVEY B President, CEO Option exercise +8,000 $1.32 $11K 83,648
2007-01-30 GROSSBLATT HARVEY B President, CEO Option exercise · Non-Qualified Stock Option −8,000 0
2007-01-09 SILVERMAN HOWARD B Director Sale −4,388 $26.79 $118K 1,852
2007-01-04 SILVERMAN HOWARD B Director Option exercise +4,388 $2.11 $9K 6,240
2007-01-04 SILVERMAN HOWARD B Director Option exercise · Non-Qualified Stock Option −4,388 0
2006-12-21 LUSKIN CARY Director Gift −2,000 59,423
2006-12-21 LUSKIN CARY Director Gift +2,000 59,423
2006-12-12 GROSSBLATT HARVEY B President, CEO Sale −1,300 $29.15 $38K 75,848
2006-12-12 GROSSBLATT HARVEY B President, CEO Sale −200 $29.24 $6K 75,648
2006-12-11 GROSSBLATT HARVEY B President, CEO Sale −6,000 $26.40 $158K 77,148
2006-12-11 GROSSBLATT HARVEY B President, CEO Sale −6,000 $26.40 $158K 77,148
2006-11-24 SILVERMAN HOWARD B Director Sale −2,000 $25.65 $51K 1,852
2006-11-22 SILVERMAN HOWARD B Director Sale −2,500 $25.85 $65K 3,852
2006-11-17 SILVERMAN HOWARD B Director Option exercise +4,500 $2.11 $9K 6,352
2006-11-17 SILVERMAN HOWARD B Director Option exercise · Non-Qualified Stock Option −4,444 0
2006-11-17 SILVERMAN HOWARD B Director Option exercise · Non-Qualified Stock Option −56 4,388
2006-11-16 Huff James Ballard Chief Financial Officer Purchase +1,000 $25.84 $26K 3,380
2006-11-16 Huff James Ballard Chief Financial Officer Purchase +30 $25.85 $776 3,410
2006-11-15 Huff James Ballard Chief Financial Officer Purchase +200 $24.88 $5K 580
2006-11-15 Huff James Ballard Chief Financial Officer Purchase +200 $25.00 $5K 780

Page 11 of 17 · 339 trades