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CIK 0000102109 · Non-accelerated filer<br>Smaller reporting company

DeFi Capital Markets, Inc.

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Ticker
DCM
Exchange
NYSE
Industry
Wholesale-Electronic Parts & Equipment, NEC
FY end
Dec 31
Incorporated
MD
Entity type
operating
EIN
520898545
Phone
4103633000
Business address
11407 CRONHILL DRIVE, SUITES A-D, OWINGS MILLS, MD, 21117-3586
Former names
UNIVERSAL SAFETY PRODUCTS, INC., UNIVERSAL SECURITY INSTRUMENTS INC
Open-market buys, last 90 days
$93,172,559
in 11 filings
Open-market sales, last 90 days
$0
in 0 filings

Net +$93,172,559. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Pace of trading Bought Sold

Who's trading

90 days

  1. AULT MILTON C III +$93.2M Director 11 filings
Date Insider Transaction Shares Price Value Owned after
2007-05-02 Huff James Ballard Chief Financial Officer Option exercise +3,333 $7.68 $26K 7,743
2007-05-02 Huff James Ballard Chief Financial Officer Option exercise · Non-Qualified Stock Options −3,333 3,333
2007-03-20 GROSSBLATT HARVEY B President, CEO Sale −500 $31.00 $16K 104,202
2007-03-19 GROSSBLATT HARVEY B President, CEO Sale −1,000 $30.90 $31K 105,202
2007-03-19 GROSSBLATT HARVEY B President, CEO Sale −500 $31.00 $16K 104,702
2007-03-13 GROSSBLATT HARVEY B President, CEO Sale −500 $30.70 $15K 106,202
2007-03-12 GROSSBLATT HARVEY B President, CEO Sale −500 $30.70 $15K 106,702
2007-02-26 GROSSBLATT HARVEY B President, CEO Sale −100 $30.40 $3K 72,548
2007-02-26 GROSSBLATT HARVEY B President, CEO Sale −900 $30.50 $27K 71,648
2007-02-26 GROSSBLATT HARVEY B President, CEO Option exercise +35,554 $2.53 $90K 107,202
2007-02-26 GROSSBLATT HARVEY B President, CEO Option exercise · Non-Qualified Stock Option −35,554 0
2007-02-23 GROSSBLATT HARVEY B President, CEO Sale −1,000 $30.30 $30K 72,648
2007-02-20 GROSSBLATT HARVEY B President, CEO Sale −10,000 $30.20 $302K 73,648
2007-02-15 Huff James Ballard Chief Financial Officer Purchase +200 $29.39 $6K 3,610
2007-02-15 Huff James Ballard Chief Financial Officer Purchase +300 $29.34 $9K 3,910
2007-02-15 Huff James Ballard Chief Financial Officer Purchase +100 $29.24 $3K 4,010
2007-02-15 Huff James Ballard Chief Financial Officer Purchase +200 $29.22 $6K 4,210
2007-02-15 Huff James Ballard Chief Financial Officer Purchase +200 $29.15 $6K 4,410
2007-02-13 LUSKIN CARY Director Option exercise +4,444 $2.11 $9K 59,423
2007-02-13 LUSKIN CARY Director Option exercise · Non-Qualified Stock Option −4.44 0

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