CIK 0000017313 · Large accelerated filer
CAPITAL SOUTHWEST CORP
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- CSWC
- Exchange
- Nasdaq
- FY end
- Mar 31
- Incorporated
- TX
- Entity type
- operating
- EIN
- 751072796
- Phone
- 2142385700
- Business address
- 8333 DOUGLAS AVE, SUITE 1100, DALLAS, TX, 75225
- Open-market buys, last 90 days
- $50,005
- in 1 filing
- Open-market sales, last 90 days
- $0
- in 0 filings
Net +$50,005. Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Who's trading
90 days
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2015-05-20 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise · Incentive Stock Option | −108 | 11,892 | ||
| 2015-05-15 | FURST JACK D Director | Purchase | +2,100 | $51.43 | $108K | 2,100 |
| 2015-05-06 | Morgan Thomas Duane Director | Purchase | +275 | $47.80 | $13K | 1,275 |
| 2015-03-20 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise | +1,700 | $29.68 | $50K | 12,700 |
| 2015-03-20 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −1,700 | $48.34 | $82K | 11,000 |
| 2015-03-20 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise | +2,000 | $23.37 | $47K | 13,000 |
| 2015-03-20 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −2,000 | $48.34 | $97K | 11,000 |
| 2015-03-20 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise · Non-qualified Stock Option | −1,700 | 0 | ||
| 2015-03-20 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise · Non-qualified Stock Option | −2,000 | 4,000 | ||
| 2015-03-19 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise | +18,300 | $29.68 | $543K | 29,300 |
| 2015-03-19 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −17,300 | $48.19 | $834K | 12,000 |
| 2015-03-19 | ASHBAUGH WILLIAM M Senior Vice President | Sale | −1,000 | $48.66 | $49K | 11,000 |
| 2015-03-19 | ASHBAUGH WILLIAM M Senior Vice President | Option exercise · Non-qualified Stock Option | −18,300 | 1,700 | ||
| 2015-03-02 | LIGON SAMUEL B Director | Purchase | +220 | $48.98 | $11K | 12,900 |
| 2015-01-27 | Thomas William R III Director | Sale | −120,000 | $43.04 | $5.2M | 571,939 |
| 2015-01-27 | LIGON SAMUEL B Director | Purchase | +300 | $42.75 | $13K | 12,680 |
| 2014-12-16 | Thomas William R III Director | Gift | −6,414 | 23,529 | ||
| 2014-12-16 | WILSON JOHN H Director | Purchase | +650 | $39.50 | $26K | 8,650 |
| 2014-12-15 | Morgan Thomas Duane Director | Purchase | +1,250 | $39.71 | $50K | 1,250 |
| 2014-12-08 | Armes Joseph B President and CEO | Purchase | +2,500 | $38.78 | $97K | 8,502 |
Page 18 of 28 · 541 trades