4
Changes in Ownership
CAPITAL SOUTHWEST CORP Filed Acc 0001140361-15-021593
Senior Vice President sold 13,917 shares at an average $51.23 ($713,005)
- Senior Vice President acquired 13,917 shares (option exercise)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| ASHBAUGH WILLIAM M Senior Vice President | 2015-05-20 | Option exercise | +4,000 | $23.37 | $93,480 | 15,000 | D |
| ASHBAUGH WILLIAM M Senior Vice President | 2015-05-20 | Option exercise | +108 | $23.37 | $2,524 | 15,108 | D |
| ASHBAUGH WILLIAM M Senior Vice President | 2015-05-20 | Sale | −4,108 | $51.53 | $211,680 | 11,000 | D |
| ASHBAUGH WILLIAM M Senior Vice President | 2015-05-21 | Option exercise | +7,892 | $23.37 | $184,436 | 18,892 | D |
| ASHBAUGH WILLIAM M Senior Vice President | 2015-05-21 | Option exercise | +1,917 | $19.18 | $36,768 | 20,809 | D |
| ASHBAUGH WILLIAM M Senior Vice President | 2015-05-21 | Sale | −9,809 | $51.11 | $501,324 | 11,000 | D |
| Derivatives | |||||||
| ASHBAUGH WILLIAM M Senior Vice President | 2015-05-20 | Option exercise · Non-qualified Stock Option | −4,000 | 0 | D | ||
| ASHBAUGH WILLIAM M Senior Vice President | 2015-05-20 | Option exercise · Incentive Stock Option | −108 | 11,892 | D | ||
| ASHBAUGH WILLIAM M Senior Vice President | 2015-05-21 | Option exercise · Incentive Stock Option | −7,892 | 4,000 | D | ||
| ASHBAUGH WILLIAM M Senior Vice President | 2015-05-21 | Option exercise · Incentive Stock Options | −1,917 | 6,083 | D | ||
| Open-market sales · 13,917 sh · avg $51.23 · $713,005 | |||||||
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