CIK 0001270436 · Non-accelerated filer<br>Smaller reporting company
Cohen & Co Inc.
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- COHN
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 161685692
- Phone
- 215-701-9555
- Business address
- CIRA CENTRE, 2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA, 19104-2870
- Former names
- INSTITUTIONAL FINANCIAL MARKETS, INC., ALESCO FINANCIAL INC, SUNSET FINANCIAL RESOURCES INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 74 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2015-08-28 | DiMaio Jack Director | Sale · Convertible Senior Promissory Note | −0 | $3,614,535.51 | $0 | 0 |
| 2015-02-12 | Brafman Lester Raymond Chief Executive Officer | Grant or award | +75,758 | 75,758 | ||
| 2015-02-12 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Grant or award | +45,455 | 196,143 | ||
| 2015-02-04 | Haraburda Jack Director | Grant or award | +30,303 | 134,890 | ||
| 2015-02-04 | DAWSON G STEVEN Director | Grant or award | +30,303 | 72,168 | ||
| 2015-02-04 | Costello Thomas Director | Grant or award | +30,303 | 135,090 | ||
| 2015-02-04 | Ricciardi Christopher Director | Grant or award | +30,303 | 1,411,689 | ||
| 2015-02-04 | DiMaio Jack Director | Grant or award | +30,303 | 52,937 | ||
| 2015-02-04 | SUBIN NEIL S Director | Grant or award | +30,303 | 195,795 | ||
| 2015-02-04 | Donovan Joseph M Director | Grant or award | +30,303 | 179,746 | ||
| 2014-12-31 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Shares withheld for taxes | −6,022 | $1.65 | $10K | 150,688 |
| 2014-11-13 | COHEN DANIEL G VC, Pres. & Chief Exec. Europe | Returned to the company | −100,000 | $1.77 | $177K | 398,039 |
| 2014-08-26 | COHEN DANIEL G VC, Pres. & Chief Exec. Europe | Returned to the company | −100,000 | $2.07 | $207K | 498,039 |
| 2014-06-10 | Brafman Lester Raymond Chief Executive Officer | Grant or award · Employee Stock Option (Right to Buy) | +500,000 | 1,000,000 | ||
| 2014-06-10 | Brafman Lester Raymond Chief Executive Officer | Grant or award · Employee Stock Option (Right to Buy | +1,000,000 | 1,000,000 | ||
| 2014-06-10 | Brafman Lester Raymond Chief Executive Officer | Grant or award · Employee Stock Option (Right to Buy) | +1,000,000 | 1,000,000 | ||
| 2014-02-13 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Grant or award · Employee Stock Option (Right to Buy) | −107,143 | 107,143 | ||
| 2014-02-12 | Donovan Joseph M Director | Grant or award | +22,634 | 149,443 | ||
| 2014-02-12 | Costello Thomas Director | Grant or award | +22,634 | 104,787 | ||
| 2014-02-12 | DiMaio Jack Director | Grant or award | +22,634 | 22,634 |
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