CIK 0001270436 · Non-accelerated filer<br>Smaller reporting company
Cohen & Co Inc.
Sign in to watch- Ticker
- COHN
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 161685692
- Phone
- 215-701-9555
- Business address
- CIRA CENTRE, 2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA, 19104-2870
- Former names
- INSTITUTIONAL FINANCIAL MARKETS, INC., ALESCO FINANCIAL INC, SUNSET FINANCIAL RESOURCES INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 74 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2016-02-12 | Costello Thomas Director | Grant or award | +61,728 | 196,818 | ||
| 2016-02-12 | MCENTEE JAMES Director | Grant or award | +61,728 | 231,794 | ||
| 2016-02-12 | DiMaio Jack Director | Grant or award | +61,728 | 114,665 | ||
| 2016-02-12 | Haraburda Jack Director | Grant or award | +61,728 | 196,618 | ||
| 2016-02-12 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Grant or award | +92,593 | 279,712 | ||
| 2016-02-12 | Brafman Lester Raymond Chief Executive Officer | Grant or award | +154,321 | 213,402 | ||
| 2016-01-31 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Shares withheld for taxes | −9,024 | $1.11 | $10K | 187,119 |
| 2016-01-31 | Brafman Lester Raymond Chief Executive Officer | Shares withheld for taxes | −16,677 | $1.11 | $19K | 59,081 |
| 2015-11-06 | Ricciardi Christopher Director | Purchase | +31,200 | $2.00 | $62K | 262,403 |
| 2015-11-05 | Ricciardi Christopher Director | Purchase | +82,000 | $2.00 | $164K | 94,403 |
| 2015-11-05 | Ricciardi Christopher Director | Purchase | +80,300 | $2.00 | $161K | 174,703 |
| 2015-11-05 | Ricciardi Christopher Director | Purchase | +56,500 | $2.00 | $113K | 231,203 |
| 2015-10-16 | Ricciardi Christopher Director | Returned to the company | −1,399,286 | $2.00 | $2.8M | 12,403 |
| 2015-10-16 | Ricciardi Christopher Director | Returned to the company | −487,291 | $2.00 | $975K | 0 |
| 2015-10-16 | Ricciardi Christopher Director | Returned to the company | −48,448 | $2.00 | $97K | 0 |
| 2015-10-16 | Ricciardi Stephanie Former 10% Owner | Returned to the company | −1,400,169 | $2.00 | $2.8M | 0 |
| 2015-10-16 | Ricciardi Stephanie Former 10% Owner | Returned to the company | −487,291 | $2.00 | $975K | 0 |
| 2015-08-28 | Mead Park Capital Partners LLC 10% owner | Sale | −1,461,876 | $1.33 | $1.9M | 487,291 |
| 2015-08-28 | Mead Park Capital Partners LLC 10% owner | Sale · Convertible Senior Promissory Notes | −0 | $5,421,797.70 | $0 | |
| 2015-08-28 | DiMaio Jack Director | Sale | −974,585 | $1.33 | $1.3M | 0 |
Page 8 of 19 · 374 trades