CIK 0001270436 · Non-accelerated filer<br>Smaller reporting company
Cohen & Co Inc.
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- COHN
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 161685692
- Phone
- 215-701-9555
- Business address
- CIRA CENTRE, 2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA, 19104-2870
- Former names
- INSTITUTIONAL FINANCIAL MARKETS, INC., ALESCO FINANCIAL INC, SUNSET FINANCIAL RESOURCES INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 74 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2018-01-31 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Shares withheld for taxes | −4,233 | $9.92 | $42K | 39,666 |
| 2018-01-04 | Ricciardi Christopher 10% owner | Purchase | +20,000 | $15.00 | $300K | 76,240 |
| 2018-01-04 | Ricciardi Stephanie 10% owner | Purchase | +20,000 | $15.00 | $300K | 75,000 |
| 2017-12-19 | COHEN DANIEL G Vice Chairman and CE Europe | Sale | −15,881 | $8.00 | $127K | 23,922 |
| 2017-12-18 | MCENTEE JAMES Director | Returned to the company | −27,346 | $10.00 | $273K | 0 |
| 2017-02-17 | SUBIN NEIL S Director | Grant or award | +41,667 | 299,190 | ||
| 2017-02-17 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Grant or award | +79,545 | 439,004 | ||
| 2017-02-17 | Listman Douglas Chief Accounting Officer | Grant or award | −25,000 | 94,420 | ||
| 2017-02-17 | Brafman Lester Raymond Chief Executive Officer | Grant or award | +136,364 | 3,300,171 | ||
| 2017-02-17 | MCENTEE JAMES Director | Grant or award | +41,667 | 273,461 | ||
| 2017-02-17 | Liberto Diana Louise Director | Grant or award | +41,667 | 103,395 | ||
| 2017-02-17 | Haraburda Jack Director | Grant or award | +41,667 | 238,285 | ||
| 2017-02-17 | DiMaio Jack Director | Grant or award | +41,667 | 156,332 | ||
| 2017-02-17 | DAWSON G STEVEN Director | Grant or award | +41,667 | 103,395 | ||
| 2017-02-17 | Costello Thomas Director | Grant or award | +41,667 | 238,485 | ||
| 2017-01-31 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Shares withheld for taxes | −27,396 | $1.27 | $35K | 359,459 |
| 2017-01-31 | Brafman Lester Raymond Chief Executive Officer | Shares withheld for taxes | −49,595 | $1.27 | $63K | 3,163,807 |
| 2016-02-12 | DAWSON G STEVEN Director | Grant or award | +61,728 | 61,728 | ||
| 2016-02-12 | Liberto Diana Louise Director | Grant or award | +61,728 | 61,728 | ||
| 2016-02-12 | SUBIN NEIL S Director | Grant or award | +61,728 | 257,523 |
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