CIK 0001270436 · Non-accelerated filer<br>Smaller reporting company
Cohen & Co Inc.
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- COHN
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 161685692
- Phone
- 215-701-9555
- Business address
- CIRA CENTRE, 2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA, 19104-2870
- Former names
- INSTITUTIONAL FINANCIAL MARKETS, INC., ALESCO FINANCIAL INC, SUNSET FINANCIAL RESOURCES INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 74 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-02-13 | COHEN DANIEL G Chairman and CE Europe | Grant or award · Cohen & Company, LLC Membership Units | +508,080 | 18,859,355 | ||
| 2020-02-13 | Brafman Lester Raymond Chief Executive Officer | Grant or award | +50,808 | 110,093 | ||
| 2020-02-13 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Grant or award | +17,321 | 53,449 | ||
| 2020-01-31 | Brafman Lester Raymond Chief Executive Officer | Shares withheld for taxes | −10,252 | $3.50 | $36K | 59,285 |
| 2020-01-31 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Shares withheld for taxes | −2,948 | $3.50 | $10K | 36,128 |
| 2019-12-30 | COHEN DANIEL G Chairman and CE Europe | Grant or award · Cohen & Company, LLC Membership Units | +12,549,273 | 17,801,275 | ||
| 2019-11-07 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Sale | −1,000 | $4.50 | $5K | 39,076 |
| 2019-10-02 | COHEN DANIEL G Chairman and CE Europe | Purchase | +76,240 | 76,240 | ||
| 2019-10-02 | COHEN DANIEL G Chairman and CE Europe | Purchase · Cohen & Company, LLC Membership Units | +268,445 | 5,252,002 | ||
| 2019-02-13 | COHEN DANIEL G Chairman and CE Europe | Grant or award · Cohen & Company, LLC Membership Units | +550,000 | 5,533,557 | ||
| 2019-02-13 | Brafman Lester Raymond Chief Executive Officer | Grant or award | +27,500 | 69,537 | ||
| 2019-02-13 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Grant or award | +9,375 | 40,076 | ||
| 2019-01-31 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Shares withheld for taxes | −3,036 | $8.15 | $25K | 41,415 |
| 2019-01-31 | Listman Douglas Chief Accounting Officer | Shares withheld for taxes | −491 | $8.15 | $4K | 8,507 |
| 2019-01-31 | Brafman Lester Raymond Chief Exectuive Officer | Shares withheld for taxes | −7,119 | $8.15 | $58K | 42,037 |
| 2018-08-29 | Haraburda Jack Director | Returned to the company | −17,555 | $10.00 | $176K | 6,274 |
| 2018-02-21 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Grant or award | +4,785 | 44,451 | ||
| 2018-02-21 | Brafman Lester Raymond Chief Executive Officer | Grant or award | +19,139 | 349,156 | ||
| 2018-02-21 | COHEN DANIEL G Chairman and CE Europe | Grant or award | +40,191 | 64,113 | ||
| 2018-01-31 | Listman Douglas Chief Accounting Officer | Shares withheld for taxes | −444 | $9.92 | $4K | 8,998 |
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