CIK 0001270436 · Non-accelerated filer<br>Smaller reporting company
Cohen & Co Inc.
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- COHN
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 161685692
- Phone
- 215-701-9555
- Business address
- CIRA CENTRE, 2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA, 19104-2870
- Former names
- INSTITUTIONAL FINANCIAL MARKETS, INC., ALESCO FINANCIAL INC, SUNSET FINANCIAL RESOURCES INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 74 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2021-05-21 | Listman Douglas Chief Accounting Officer | Sale | −7,200 | $24.53 | $177K | 6,307 |
| 2021-05-21 | Listman Douglas Chief Accounting Officer | Sale | −1,307 | $25.56 | $33K | 5,000 |
| 2021-03-17 | COHEN DANIEL G Chairman and CE Europe | Gift | −15,000 | 39,017 | ||
| 2021-02-03 | Listman Douglas Chief Accounting Officer | Grant or award | +5,000 | 13,507 | ||
| 2021-02-03 | Liberto Diana Louise Director | Grant or award | +1,000 | 11,338 | ||
| 2021-02-03 | Haraburda Jack Director | Grant or award | +1,000 | 7,274 | ||
| 2021-02-03 | DiMaio Jack Director | Grant or award | +1,000 | 16,633 | ||
| 2021-02-03 | DAWSON G STEVEN Director | Grant or award | +1,000 | 1,000 | ||
| 2021-02-03 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Grant or award | +10,000 | 57,495 | ||
| 2021-02-03 | COHEN DANIEL G Chairman and CE Europe | Grant or award · Cohen & Company, LLC Membership Units | +195,000 | 21,054,355 | ||
| 2021-02-03 | Brafman Lester Raymond Chief Executive Officer | Grant or award | +19,500 | 315,702 | ||
| 2021-02-01 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Shares withheld for taxes | −5,954 | $17.25 | $103K | 47,495 |
| 2021-02-01 | Brafman Lester Raymond Chief Executive Officer | Shares withheld for taxes | −14,891 | $17.25 | $257K | 296,202 |
| 2020-12-04 | COHEN DANIEL G Chairman and CE Europe | Purchase | −10,000 | $16.64 | $166K | 54,017 |
| 2020-11-17 | COHEN DANIEL G Chairman and CE Europe | Gift | −20,096 | 44,017 | ||
| 2020-10-22 | COHEN DANIEL G Chairman and CE Europe | Grant or award · Cohen & Company, LLC Membership Units | +2,000,000 | 20,859,355 | ||
| 2020-10-22 | Brafman Lester Raymond Chief Executive Officer | Grant or award | +200,000 | 311,093 | ||
| 2020-08-14 | COHEN DANIEL G Chairman and CE Europe | Purchase | +2,500 | $19.62 | $49K | 78,740 |
| 2020-08-13 | DAWSON G STEVEN Director | Sale | −278 | $20.15 | $6K | 24,970 |
| 2020-08-13 | Brafman Lester Raymond Chief Executive Officer | Purchase | +1,000 | $20.01 | $20K | 111,093 |
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