CIK 0001270436 · Non-accelerated filer<br>Smaller reporting company
Cohen & Co Inc.
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- COHN
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 161685692
- Phone
- 215-701-9555
- Business address
- CIRA CENTRE, 2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA, 19104-2870
- Former names
- INSTITUTIONAL FINANCIAL MARKETS, INC., ALESCO FINANCIAL INC, SUNSET FINANCIAL RESOURCES INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 74 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2022-12-20 | Liberto Diana Louise Director | Grant or award | +1,100 | 13,438 | ||
| 2022-12-20 | COHEN DANIEL G Executive Chairman | Grant or award · Cohen & Company, LLC Membership Units | +211,000 | 23,476,355 | ||
| 2022-11-28 | DAWSON G STEVEN Director | Sale | −254 | $8.54 | $2K | 26,716 |
| 2022-03-14 | Listman Douglas Chief Accounting Officer | Sale | −1,379 | $16.38 | $23K | 7,500 |
| 2022-01-31 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Shares withheld for taxes | −6,479 | $15.20 | $98K | 46,516 |
| 2022-01-31 | Listman Douglas Chief Accounting Officer | Shares withheld for taxes | −1,121 | $15.20 | $17K | 8,879 |
| 2021-12-20 | DiMaio Jack Director | Grant or award | +1,000 | 17,633 | ||
| 2021-12-20 | Liberto Diana Louise Director | Grant or award | +1,000 | 12,338 | ||
| 2021-12-20 | DAWSON G STEVEN Director | Grant or award | +1,000 | 1,000 | ||
| 2021-12-20 | Haraburda Jack Director | Grant or award | +1,000 | 8,274 | ||
| 2021-12-20 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Grant or award | +15,500 | 52,995 | ||
| 2021-12-20 | COHEN DANIEL G Chairman and CE Europe | Grant or award · Cohen & Company, LLC Membership Units | +211,000 | 23,265,355 | ||
| 2021-12-20 | Brafman Lester Raymond Chief Executive Officer | Grant or award · Cohen & Company, LLC Membership Units | +211,000 | 2,211,000 | ||
| 2021-12-20 | Listman Douglas Chief Accounting Officer | Grant or award | +5,000 | 10,000 | ||
| 2021-10-28 | COHEN DANIEL G Chairman and CE Europe | Grant or award · Cohen & Company, LLC Membership Units | +2,000,000 | 23,054,355 | ||
| 2021-10-28 | Brafman Lester Raymond Chief Executive Officer | Grant or award · Cohen & Company, LLC Membership Units | +2,000,000 | 2,000,000 | ||
| 2021-10-27 | COHEN DANIEL G Chairman and CE Europe | Gift | −15,000 | 24,017 | ||
| 2021-05-24 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Sale | −7,752 | $23.90 | $185K | 39,743 |
| 2021-05-24 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Sale | −2,248 | $24.63 | $55K | 37,495 |
| 2021-05-21 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Sale | −10,000 | $25.73 | $257K | 47,495 |
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