CIK 0001270436 · Accelerated filer<br>Smaller reporting company
Cohen & Co Inc.
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- COHN
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 161685692
- Phone
- 215-701-9555
- Business address
- CIRA CENTRE, 2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA, 19104-2870
- Former names
- INSTITUTIONAL FINANCIAL MARKETS, INC., ALESCO FINANCIAL INC, SUNSET FINANCIAL RESOURCES INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2024-02-01 | Brafman Lester Raymond Chief Executive Officer | Option exercise · Cohen & Company, LLC Membership Units | −483,301 | $0.71 | $344K | 1,679,309 |
| 2023-12-21 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Grant or award | +15,500 | 73,137 | ||
| 2023-12-21 | Listman Douglas Chief Accounting Officer | Grant or award | +5,000 | 13,334 | ||
| 2023-12-21 | Liberto Diana Louise Director | Grant or award | +1,100 | 14,538 | ||
| 2023-12-21 | Haraburda Jack Director | Grant or award | +1,100 | 10,484 | ||
| 2023-12-21 | COHEN DANIEL G Executive Chairman | Grant or award · Cohen & Company, LLC Membership Units | +211,000 | 23,207,975 | ||
| 2023-12-21 | Brafman Lester Raymond Chief Executive Officer | Grant or award · Cohen & Company, LLC Membership Units | +211,000 | 2,162,670 | ||
| 2023-12-21 | DAWSON G STEVEN Director | Grant or award | +1,100 | 1,100 | ||
| 2023-12-21 | DiMaio Jack Director | Grant or award | +1,100 | 19,833 | ||
| 2023-03-14 | Listman Douglas Chief Accounting Officer | Sale | −2,332 | $8.76 | $20K | 8,334 |
| 2023-02-01 | Listman Douglas Chief Accounting Officer | Shares withheld for taxes | −1,834 | $8.83 | $16K | 10,666 |
| 2023-02-01 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Shares withheld for taxes | −4,379 | $8.83 | $39K | 57,637 |
| 2023-02-01 | COHEN DANIEL G Executive Chairman | Option exercise · Cohen & Company, LLC Membership Units | −479,380 | $0.88 | $421K | 22,996,975 |
| 2023-02-01 | Brafman Lester Raymond Chief Executive Officer | Option exercise · Cohen & Company, LLC Membership Units | −470,330 | $0.88 | $413K | 1,951,670 |
| 2022-12-20 | DiMaio Jack Director | Grant or award | +1,100 | 18,733 | ||
| 2022-12-20 | DAWSON G STEVEN Director | Grant or award | +1,100 | 1,100 | ||
| 2022-12-20 | Brafman Lester Raymond Chief Executive Officer | Grant or award · Cohen & Company, LLC Membership Units | +211,000 | 2,422,000 | ||
| 2022-12-20 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Grant or award | +15,500 | 62,016 | ||
| 2022-12-20 | Haraburda Jack Director | Grant or award | +1,100 | 9,384 | ||
| 2022-12-20 | Listman Douglas Chief Accounting Officer | Grant or award | +5,000 | 12,500 |
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