CIK 0001270436 · Accelerated filer<br>Smaller reporting company
Cohen & Co Inc.
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- COHN
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 161685692
- Phone
- 215-701-9555
- Business address
- CIRA CENTRE, 2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA, 19104-2870
- Former names
- INSTITUTIONAL FINANCIAL MARKETS, INC., ALESCO FINANCIAL INC, SUNSET FINANCIAL RESOURCES INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 100 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2025-12-19 | Listman Douglas Chief Accounting Officer | Grant or award | +12,000 | 32,186 | ||
| 2025-12-19 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Grant or award | +15,500 | 82,942 | ||
| 2025-12-19 | Haraburda Jack Director | Grant or award | +2,300 | 13,884 | ||
| 2025-02-05 | COHEN DANIEL G Executive Chairman | Option exercise · Cohen & Company, LLC Membership Units | −460,679 | $0.99 | $457K | 22,514,822 |
| 2025-02-05 | Brafman Lester Raymond Chief Executive Officer | Option exercise · Cohen & Company, LLC Membership Units | −502,053 | $0.99 | $498K | 1,388,316 |
| 2025-02-04 | Listman Douglas Chief Accounting Officer | Shares withheld for taxes | −1,811 | $9.74 | $18K | 20,186 |
| 2025-02-04 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Shares withheld for taxes | −6,843 | $9.74 | $67K | 67,442 |
| 2024-12-20 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Grant or award | +15,500 | 74,285 | ||
| 2024-12-20 | Listman Douglas Chief Accounting Officer | Grant or award | +10,000 | 21,997 | ||
| 2024-12-20 | Liberto Diana Louise Director | Grant or award | +1,100 | 15,638 | ||
| 2024-12-20 | Haraburda Jack Director | Grant or award | +1,100 | 11,584 | ||
| 2024-12-20 | DiMaio Jack Director | Grant or award | +1,100 | 20,933 | ||
| 2024-12-20 | DAWSON G STEVEN Director | Grant or award | +1,100 | 1,100 | ||
| 2024-12-20 | COHEN DANIEL G Executive Chairman | Grant or award · Cohen & Company, LLC Membership Units | +211,000 | 22,975,501 | ||
| 2024-12-20 | Brafman Lester Raymond Chief Executive Officer | Grant or award · Cohen & Company, LLC Membership Units | +211,000 | 1,890,309 | ||
| 2024-07-01 | COHEN DANIEL G Executive Chairman | Gift | −20,000 | 4,017 | ||
| 2024-06-07 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Sale | −10,000 | $11.64 | $116K | 58,785 |
| 2024-02-01 | Pooler Joseph W. Jr. EVP, CFO and Treasurer | Shares withheld for taxes | −4,352 | $7.23 | $31K | 68,785 |
| 2024-02-01 | Listman Douglas Chief Accounting Officer | Shares withheld for taxes | −1,337 | $7.23 | $10K | 11,997 |
| 2024-02-01 | COHEN DANIEL G Executive Chairman | Option exercise · Cohen & Company, LLC Membership Units | −443,474 | $0.71 | $315K | 22,764,501 |
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