CIK 0001270436 · Non-accelerated filer<br>Smaller reporting company
Cohen & Co Inc.
Sign in to watch- Ticker
- COHN
- Exchange
- NYSE
- Industry
- Security Brokers, Dealers & Flotation Companies
- FY end
- Dec 31
- Incorporated
- MD
- Entity type
- operating
- EIN
- 161685692
- Phone
- 215-701-9555
- Business address
- CIRA CENTRE, 2929 ARCH STREET, 17TH FLOOR, PHILADELPHIA, PA, 19104-2870
- Former names
- INSTITUTIONAL FINANCIAL MARKETS, INC., ALESCO FINANCIAL INC, SUNSET FINANCIAL RESOURCES INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 74 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2020-12-04 | COHEN DANIEL G Chairman and CE Europe | Purchase | −10,000 | $16.64 | $166K | 54,017 |
| 2020-08-14 | COHEN DANIEL G Chairman and CE Europe | Purchase | +2,500 | $19.62 | $49K | 78,740 |
| 2020-08-13 | Brafman Lester Raymond Chief Executive Officer | Purchase | +1,000 | $20.01 | $20K | 111,093 |
| 2019-10-02 | COHEN DANIEL G Chairman and CE Europe | Purchase | +76,240 | 76,240 | ||
| 2018-01-04 | Ricciardi Christopher 10% owner | Purchase | +20,000 | $15.00 | $300K | 76,240 |
| 2018-01-04 | Ricciardi Stephanie 10% owner | Purchase | +20,000 | $15.00 | $300K | 75,000 |
| 2015-11-06 | Ricciardi Christopher Director | Purchase | +31,200 | $2.00 | $62K | 262,403 |
| 2015-11-05 | Ricciardi Christopher Director | Purchase | +82,000 | $2.00 | $164K | 94,403 |
| 2015-11-05 | Ricciardi Christopher Director | Purchase | +80,300 | $2.00 | $161K | 174,703 |
| 2015-11-05 | Ricciardi Christopher Director | Purchase | +56,500 | $2.00 | $113K | 231,203 |
| 2013-05-15 | Donovan Joseph M Director | Purchase | +9,800 | $2.16 | $21K | 126,809 |
| 2013-05-14 | Donovan Joseph M Director | Purchase | +40,200 | $2.21 | $89K | 117,009 |
| 2011-12-01 | Beach Walter T Director | Purchase | −800 | $1.45 | $1K | 68,317 |
| 2011-11-29 | Beach Walter T Director | Purchase | +1,653 | $1.47 | $2K | 67,517 |
| 2011-11-25 | Beach Walter T Director | Purchase | +2,500 | $1.60 | $4K | 65,864 |
| 2011-11-14 | Beach Walter T Director | Purchase | +5,000 | $1.65 | $8K | 63,364 |
| 2011-08-24 | Ullom Lance Director | Purchase | +1,000 | $2.10 | $2K | 19,700 |
| 2011-08-22 | Beach Walter T Director | Purchase | +10,000 | $2.15 | $22K | 58,364 |
| 2011-08-22 | Ullom Lance Director | Purchase | +400 | $2.10 | $840 | 18,700 |
| 2011-08-19 | Ullom Lance Director | Purchase | +300 | $2.09 | $627 | 18,300 |
Page 1 of 4 · 65 trades