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CIK 0000927628 · Large accelerated filer

CAPITAL ONE FINANCIAL CORP

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Ticker
COF
Exchange
NYSE
Industry
National Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
541719854
Phone
7037201000
Business address
1680 CAPITAL ONE DRIVE, MCLEAN, VA, 22102

Securities

  • COF Common Stock NYSE
  • COF-PI Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer NYSE
  • COF-PJ Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non- Cumulative Perpetual Preferred Stock, Series J NYSE
  • COF-PK Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K NYSE
  • COF-PL Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L NYSE
  • COF-PN Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N NYSE
  1. 4 Shares withheld for taxes Pres, Software, Intl & Sm Bus gave up 1,903 shares (to pay taxes)
  2. 4 Shares withheld for taxes Chief Enterprise Risk Officer gave up 2,020 shares (to pay taxes)
  3. 4 Shares withheld for taxes President, Financial Services gave up 4,475 shares (to pay taxes)
  4. 4 Shares withheld for taxes Chief Financial Officer gave up 3,453 shares (to pay taxes)
  5. 4 Shares withheld for taxes Chief Credit & Fin'l Risk Off. gave up 2,728 shares (to pay taxes)
  6. 4 Shares withheld for taxes Chairman and CEO gave up 55,266 shares (to pay taxes)
  7. 4 Planned sale Pres, Retail Bank sold 1,636 shares at $191.00 ($312,476)
  8. 4 Planned sale Pres, Banking & Prem. Products sold 3,284 shares at $191.00 ($627,244)
  9. 4 Planned sale President, Card sold 1,593 shares at $210.00 ($334,530)
  10. 144 Insider Sale of Securities
  11. 144 Insider Sale of Securities
  12. 4 Planned sale President, Card sold 1,509 shares at an average $202.62 ($305,755)
  13. 4 Planned sale President, Commercial Banking sold 38,135 shares at an average $190.51 ($7,265,238)
  14. 4 Planned sale Pres.- Global Payment Network sold 3,729 shares at $205.00 ($764,445)
  15. 144 Insider Sale of Securities
  16. 144 Insider Sale of Securities
  17. 144 Insider Sale of Securities
  18. 144 Insider Sale of Securities
  19. 10-K Report Annual Report
  20. 4 Shares withheld for taxes General Counsel & Corp Secy gave up 4,474 shares (to pay taxes)

Page 7 of 222 · 4,435 filings