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CIK 0000927628 · Large accelerated filer

CAPITAL ONE FINANCIAL CORP

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Ticker
COF
Exchange
NYSE
Industry
National Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
541719854
Phone
7037201000
Business address
1680 CAPITAL ONE DRIVE, MCLEAN, VA, 22102

Securities

  • COF Common Stock NYSE
  • COF-PI Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer NYSE
  • COF-PJ Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non- Cumulative Perpetual Preferred Stock, Series J NYSE
  • COF-PK Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K NYSE
  • COF-PL Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L NYSE
  • COF-PN Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N NYSE
  1. 8-K Event Results of operations
  2. 4 Grant or award Chief Enterprise Srvcs Officer acquired 11,041 shares (grant or award)
  3. 8-K Event Unregistered share sale · Executive or director change
  4. 4 Planned sale Pres, Banking & Prem. Products sold 1,692 shares at $185.61 ($314,052)
  5. 4 Planned sale Pres, Retail Bank sold 1,099 shares at $185.61 ($203,985)
  6. 144 Insider Sale of Securities
  7. 144 Insider Sale of Securities
  8. SCHEDULE 13G/A Stake Statement of Beneficial Ownership
  9. ARS Other Annual Report to Security Holders
  10. DEFA14A Proxy Proxy Materials
  11. DEF 14A Proxy Proxy Statement
  12. 8-K Event Regulation FD disclosure
  13. 4 Shares withheld for taxes Chief Information Officer gave up 4,491 shares (to pay taxes)
  14. 4 Shares withheld for taxes General Counsel & Corp Secy gave up 3,651 shares (to pay taxes)
  15. 4 Shares withheld for taxes Pres, Banking & Prem. Products gave up 4,056 shares (to pay taxes)
  16. 4 Shares withheld for taxes President, Commercial Banking gave up 3,624 shares (to pay taxes)
  17. 4 Shares withheld for taxes Chief Human Resources Officer gave up 2,398 shares (to pay taxes)
  18. 4 Shares withheld for taxes Pres, Retail Bank gave up 3,351 shares (to pay taxes)
  19. 4 Shares withheld for taxes Chief Enterprise Srvcs Officer gave up 5,482 shares (to pay taxes)
  20. 4 Shares withheld for taxes President, Card gave up 2,320 shares (to pay taxes)

Page 6 of 222 · 4,435 filings