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CIK 0000927628 · Large accelerated filer

CAPITAL ONE FINANCIAL CORP

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Ticker
COF
Exchange
NYSE
Industry
National Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
541719854
Phone
7037201000
Business address
1680 CAPITAL ONE DRIVE, MCLEAN, VA, 22102

Securities

  • COF Common Stock NYSE
  • COF-PI Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer NYSE
  • COF-PJ Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non- Cumulative Perpetual Preferred Stock, Series J NYSE
  • COF-PK Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K NYSE
  • COF-PL Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L NYSE
  • COF-PN Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N NYSE
  1. 4 Shares withheld for taxes General Counsel & Corp Secy gave up 3,867 shares (to pay taxes)
  2. 4 Shares withheld for taxes Chief Credit & Fin'l Risk Off. gave up 3,134 shares (to pay taxes)
  3. 4 Shares withheld for taxes Chief Financial Officer gave up 3,333 shares (to pay taxes)
  4. 4 Shares withheld for taxes Pres, Retail Bank gave up 3,165 shares (to pay taxes)
  5. 4 Shares withheld for taxes President, Financial Services gave up 4,529 shares (to pay taxes)
  6. 4 Shares withheld for taxes Chief Enterprise Risk Officer gave up 1,606 shares (to pay taxes)
  7. 4 Shares withheld for taxes Pres, Software, Intl & Sm Bus gave up 1,744 shares (to pay taxes)
  8. 4 Shares withheld for taxes Chief Enterprise Srvcs Officer gave up 5,190 shares (to pay taxes)
  9. 4 Shares withheld for taxes President, U.S. Card gave up 2,411 shares (to pay taxes)
  10. 8-K Event Shareholder vote results · Other events
  11. 8-K Event Regulation FD disclosure
  12. 4 Grant or award Controller acquired 3,486 shares (grant or award)
  13. 8-K Event Regulation FD disclosure
  14. 425 Deal Prospectus/Communication re Business Combination
  15. 8-K Event Other events
  16. 8-K Event Executive or director change
  17. 4 Grant or award Pres, Software, Intl & Sm Bus acquired 4,748 shares (grant or award)
  18. 4 Grant or award Chief Credit & Fin'l Risk Off. acquired 5,113 shares (grant or award)
  19. 4 Grant or award Chief Enterprise Risk Officer acquired 4,809 shares (grant or award)
  20. 4 Grant or award Chief Enterprise Srvcs Officer acquired 8,670 shares (grant or award)

Page 17 of 222 · 4,435 filings