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CIK 0000927628 · Large accelerated filer

CAPITAL ONE FINANCIAL CORP

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Ticker
COF
Exchange
NYSE
Industry
National Commercial Banks
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
541719854
Phone
7037201000
Business address
1680 CAPITAL ONE DRIVE, MCLEAN, VA, 22102

Securities

  • COF Common Stock NYSE
  • COF-PI Depositary shares each representing a 1/40th interest in a share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I of the Issuer NYSE
  • COF-PJ Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non- Cumulative Perpetual Preferred Stock, Series J NYSE
  • COF-PK Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series K NYSE
  • COF-PL Depositary Shares, Each Representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series L NYSE
  • COF-PN Depositary Shares, Each Representing a 1/40th Ownership Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series N NYSE
  1. 8-K Event Regulation FD disclosure
  2. 4 Shares withheld for taxes General Counsel & Corp Secy gave up 2,882 shares (to pay taxes)
  3. 4 Shares withheld for taxes Pres, Retail Bank gave up 2,854 shares (to pay taxes)
  4. 4 Shares withheld for taxes Chief Information Officer gave up 3,322 shares (to pay taxes)
  5. 4 Shares withheld for taxes Chairman and CEO gave up 52,064 shares (to pay taxes)
  6. 4 Shares withheld for taxes Pres, Banking & Prem. Products gave up 3,785 shares (to pay taxes)
  7. 4 Shares withheld for taxes Pres, Software, Intl & Sm Bus gave up 534 shares (to pay taxes)
  8. 4 Shares withheld for taxes Chief Enterprise Risk Officer gave up 432 shares (to pay taxes)
  9. 4 Shares withheld for taxes President, Financial Services gave up 3,994 shares (to pay taxes)
  10. 4 Shares withheld for taxes Chief Credit & Fin'l Risk Off. gave up 976 shares (to pay taxes)
  11. 4 Shares withheld for taxes Chief Enterprise Srvcs Officer gave up 4,260 shares (to pay taxes)
  12. 4 Shares withheld for taxes Chief Financial Officer gave up 3,005 shares (to pay taxes)
  13. 4 Shares withheld for taxes President, U.S. Card gave up 567 shares (to pay taxes)
  14. 10-K Report Annual Report
  15. 4 Shares withheld for taxes President, Commercial Banking gave up 3,152 shares (to pay taxes)
  16. 4 Shares withheld for taxes Controller gave up 1,538 shares (to pay taxes)
  17. 4 Returned to the company Chairman and CEO returned 36,195 shares (to the company)
  18. 4 Shares withheld for taxes Chief Information Officer gave up 4,806 shares (to pay taxes)
  19. 4 Shares withheld for taxes Pres, Banking & Prem. Products gave up 4,135 shares (to pay taxes)
  20. 4 Shares withheld for taxes Chief Human Resources Officer gave up 1,918 shares (to pay taxes)

Page 16 of 222 · 4,435 filings