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CIK 0000018230 · Large accelerated filer

CATERPILLAR INC

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Ticker
CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
370602744
Phone
9728917700
Business address
5205 N. O'CONNOR BOULEVARD, SUITE 100, IRVING, TX, 75039
  1. 4 Grant or award Director acquired 211 shares (grant or award)
  2. 4 Grant or award Director acquired 211 shares (grant or award)
  3. 4 Grant or award Director acquired 211 shares (grant or award)
  4. 4 Derivatives Options or other derivatives
  5. 4 Derivatives Options or other derivatives
  6. SD Other Specialized Disclosure
  7. 4 Open-market sale Group President sold 12,605 shares at an average $907.91 ($11,444,170)
  8. 144 Insider Sale of Securities
  9. 4 Open-market sale Group President sold 6,196 shares at an average $909.79 ($5,637,081)
  10. 4 Open-market sale Chief Accounting Officer sold 360 shares at $906.00 ($326,160)
  11. 144 Insider Sale of Securities
  12. 144 Insider Sale of Securities
  13. 4 Shares withheld for taxes Chief Executive Officer gave up 574 shares (to pay taxes)
  14. 4 Shares withheld for taxes Chief Human Resources Officer gave up 224 shares (to pay taxes)
  15. 4 Open-market sale Group President sold 16,283 shares at an average $916.80 ($14,928,266)
  16. 4 Grant or award Chief Financial Officer acquired 515 shares (grant or award)
  17. 144 Insider Sale of Securities
  18. 4 Open-market sale Group President sold 24,222 shares at an average $922.92 ($22,354,978)
  19. 4 Open-market sale Group President sold 9,152 shares at an average $926.25 ($8,477,067)
  20. 4 Open-market sale CFO Emeritus sold 15,674 shares at $918.71 ($14,399,861)

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