4
Changes in Ownership
CATERPILLAR INC Filed Acc 0001104659-26-059243
Group President sold 16,283 shares at an average $916.80 ($14,928,266)
- Group President acquired 21,403 shares (option exercise)
- Group President gave up 5,120 shares (to pay taxes)
From the SEC's structured data for this filing
Trades in this filing
| Insider | Date | Transaction | Shares | Price | Value | Owned after | D/I |
|---|---|---|---|---|---|---|---|
| Fassino Anthony D. Group President | 2026-05-11 | Option exercise | +21,403 | $219.76 | $4,703,523 | 67,444 | D |
| Fassino Anthony D. Group President | 2026-05-11 | Shares withheld for taxes | −5,120 | $918.65 | $4,703,488 | 62,324 | D |
| Fassino Anthony D. Group President | 2026-05-11 | Sale | −15,440 | $916.75 | $14,154,620 | 46,884 | D |
| Fassino Anthony D. Group President | 2026-05-11 | Sale | −843 | $917.73 | $773,646 | 46,041 | D |
| Derivatives | |||||||
| Fassino Anthony D. Group President | 2026-05-11 | Option exercise · Employee Stock Options | −21,403 | $219.76 | $4,703,523 | 0 | D |
| Open-market sales · 16,283 sh · avg $916.80 · $14,928,266 | |||||||
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