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CIK 0001133869 · Non-accelerated filer<br>Smaller reporting company

CAPRICOR THERAPEUTICS, INC.

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Ticker
CAPR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(310) 358-3200
Business address
10865 ROAD TO THE CURE, SUITE 150, SAN DIEGO, CA, 92121
Former names
Nile Therapeutics, Inc., SMI PRODUCTS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 97 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2024-01-02 Sabar Karimah Es Director Grant or award · Stock Option (Right to Buy) +14,280 14,280
2024-01-02 Musket David B Director Grant or award · Stock Option (Right to Buy) +29,250 29,250
2024-01-02 Musket David B Director Grant or award · Stock Option (Right to Buy) +15,170 15,170
2024-01-02 Musket David B Director Grant or award · Stock Option (Right to Buy) +14,280 14,280
2024-01-02 DUNBAR GEORGE W JR Director Grant or award · Stock Option (Right to Buy) +29,250 29,250
2024-01-02 DUNBAR GEORGE W JR Director Grant or award · Stock Option (Right to Buy) +8,920 8,920
2024-01-02 DUNBAR GEORGE W JR Director Grant or award · Stock Option (Right to Buy) +14,280 14,280
2024-01-02 COLLIER EARL M JR Director Grant or award · Stock Option (Right to Buy) +29,250 29,250
2024-01-02 COLLIER EARL M JR Director Grant or award · Stock Option (Right to Buy) +8,030 8,030
2024-01-02 COLLIER EARL M JR Director Grant or award · Stock Option (Right to Buy) +14,280 14,280
2024-01-02 Litvack Frank Director Grant or award · Stock Option (Right to Buy) +200,000 200,000
2024-01-02 Marban Linda CHIEF EXECUTIVE OFFICER Grant or award · Stock Option (Right to Buy) +250,000 250,000
2024-01-02 Marban Linda CHIEF EXECUTIVE OFFICER Grant or award · Stock Option (Right to Buy) +9,633 9,633
2024-01-02 Krasney Karen EVP, GENERAL COUNSEL Grant or award · Stock Option (Right to Buy) +80,000 80,000
2024-01-02 Krasney Karen EVP, GENERAL COUNSEL Grant or award · Stock Option (Right to Buy) +7,140 7,140
2024-01-02 Bergmann Anthony CHIEF FINANCIAL OFFICER Grant or award · Stock Option (Right to Buy) +85,000 85,000
2024-01-02 Bergmann Anthony CHIEF FINANCIAL OFFICER Grant or award · Stock Option (Right to Buy) +9,692 9,692
2023-10-23 Bergmann Anthony CHIEF FINANCIAL OFFICER Option exercise +2,178 $1.39 $3K 2,381
2023-10-12 Musket David B Director Purchase +410 $2.75 $1K 31,536
2023-10-10 COLLIER EARL M JR Director Purchase +10,000 $2.83 $28K 26,856

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