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CIK 0001133869 · Non-accelerated filer<br>Smaller reporting company

CAPRICOR THERAPEUTICS, INC.

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Ticker
CAPR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(310) 358-3200
Business address
10865 ROAD TO THE CURE, SUITE 150, SAN DIEGO, CA, 92121
Former names
Nile Therapeutics, Inc., SMI PRODUCTS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 97 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-01-02 DUNBAR GEORGE W JR Director Grant or award · Stock Option (Right to Buy) +11,940 11,940
2025-01-02 DUNBAR GEORGE W JR Director Grant or award · Stock Option (Right to Buy) +3,600 3,600
2025-01-02 DUNBAR GEORGE W JR Director Grant or award · Stock Option (Right to Buy) +5,750 5,750
2025-01-02 COLLIER EARL M JR Director Grant or award · Stock Option (Right to Buy) +11,940 11,940
2025-01-02 COLLIER EARL M JR Director Grant or award · Stock Option (Right to Buy) +3,240 3,240
2025-01-02 COLLIER EARL M JR Director Grant or award · Stock Option (Right to Buy) +5,750 5,750
2025-01-02 Gotwals Philip J Director Grant or award · Stock Option (Right to Buy) +11,940 11,940
2025-01-02 Gotwals Philip J Director Grant or award · Stock Option (Right to Buy) +2,160 2,160
2025-01-02 Gotwals Philip J Director Grant or award · Stock Option (Right to Buy) +5,750 5,750
2024-12-13 Krasney Karen EVP, GENERAL COUNSEL Option exercise +8,000 $1.39 $11K 28,047
2024-12-13 Krasney Karen EVP, GENERAL COUNSEL Option exercise · Stock Option (Right to Buy) −3,000 0
2024-12-13 Krasney Karen EVP, GENERAL COUNSEL Option exercise · Stock Option (Right to Buy) −5,000 0
2024-12-03 Litvack Frank Director Option exercise +20,391 $1.10 $22K 46,278
2024-12-03 Litvack Frank Director Option exercise · Warrants (Right to Buy) −20,391 0
2024-12-02 Litvack Frank Director Gift · Warrants (Right to Buy) −20,391 0
2024-12-02 Litvack Frank Director Gift · Warrants (Right to Buy) +20,391 20,391
2024-09-20 Nippon Shinyaku Co Ltd 10% owner Purchase +2,798,507 $5.36 $15.0M 7,090,351
2024-08-07 Musket David B Director Option exercise +34,000 $1.39 $47K 81,692
2024-08-07 Musket David B Director Option exercise · Stock Option (Right to Buy) −34,000 75,000
2024-04-23 COLLIER EARL M JR Director Option exercise +30,000 $1.39 $42K 56,856

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