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CIK 0001133869 · Non-accelerated filer<br>Smaller reporting company

CAPRICOR THERAPEUTICS, INC.

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Ticker
CAPR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(310) 358-3200
Business address
10865 ROAD TO THE CURE, SUITE 150, SAN DIEGO, CA, 92121
Former names
Nile Therapeutics, Inc., SMI PRODUCTS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 97 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2025-02-27 COLLIER EARL M JR Director Option exercise · Stock Option (Right to Buy) −750 0
2025-01-02 Litvack Frank Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2025-01-02 Bergmann Anthony CHIEF FINANCIAL OFFICER Grant or award +3,342 5,723
2025-01-02 Bergmann Anthony CHIEF FINANCIAL OFFICER Grant or award · Stock Option (Right to Buy) +75,000 75,000
2025-01-02 Bergmann Anthony CHIEF FINANCIAL OFFICER Grant or award · Stock Option (Right to Buy) +6,170 6,170
2025-01-02 Krasney Karen EVP, GENERAL COUNSEL Grant or award · Stock Option (Right to Buy) +60,000 60,000
2025-01-02 Marban Linda CHIEF EXECUTIVE OFFICER Grant or award · Stock Option (Right to Buy) +210,000 210,000
2025-01-02 Marban Linda CHIEF EXECUTIVE OFFICER Grant or award · Stock Option (Right to Buy) +34,962 34,962
2025-01-02 Kelliher Mike Director Grant or award · Stock Option (Right to Buy) +11,940 11,940
2025-01-02 Kelliher Mike Director Grant or award · Stock Option (Right to Buy) +1,440 1,440
2025-01-02 Kelliher Mike Director Grant or award · Stock Option (Right to Buy) +5,750 5,750
2025-01-02 Auwaerter Paul Gisbert Director Grant or award · Stock Option (Right to Buy) +11,940 11,940
2025-01-02 Auwaerter Paul Gisbert Director Grant or award · Stock Option (Right to Buy) +1,440 1,440
2025-01-02 Auwaerter Paul Gisbert Director Grant or award · Stock Option (Right to Buy) +5,750 5,750
2025-01-02 Sabar Karimah Es Director Grant or award · Stock Option (Right to Buy) +11,940 11,940
2025-01-02 Sabar Karimah Es Director Grant or award · Stock Option (Right to Buy) +2,520 2,520
2025-01-02 Sabar Karimah Es Director Grant or award · Stock Option (Right to Buy) +5,750 5,750
2025-01-02 Musket David B Director Grant or award · Stock Option (Right to Buy) +11,940 11,940
2025-01-02 Musket David B Director Grant or award · Stock Option (Right to Buy) +6,480 6,480
2025-01-02 Musket David B Director Grant or award · Stock Option (Right to Buy) +5,750 5,750

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