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CIK 0001133869 · Non-accelerated filer<br>Smaller reporting company

CAPRICOR THERAPEUTICS, INC.

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Ticker
CAPR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(310) 358-3200
Business address
10865 ROAD TO THE CURE, SUITE 150, SAN DIEGO, CA, 92121
Former names
Nile Therapeutics, Inc., SMI PRODUCTS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 97 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2026-01-05 Marban Linda CHIEF EXECUTIVE OFFICER Grant or award · Stock Option (Right to Buy) +100,000 100,000
2026-01-05 Marban Linda CHIEF EXECUTIVE OFFICER Grant or award · Restricted Stock Units +7,500 7,500
2026-01-05 Litvack Frank Director Grant or award · Stock Option (Right to Buy) +50,000 50,000
2026-01-05 Musket David B Director Grant or award · Stock Option (Right to Buy) +15,500 15,500
2026-01-05 DUNBAR GEORGE W JR Director Grant or award · Stock Option (Right to Buy) +15,500 15,500
2025-12-30 Krasney Karen EVP, GENERAL COUNSEL Option exercise +2,500 $1.39 $3K 30,547
2025-12-30 Krasney Karen EVP, GENERAL COUNSEL Option exercise · Stock Option (Right to Buy) −2,500 0
2025-12-19 DUNBAR GEORGE W JR Director Option exercise +3,000 $1.39 $4K 14,306
2025-12-19 DUNBAR GEORGE W JR Director Option exercise · Stock Option (Right to Buy) −3,000 0
2025-03-05 Marban Linda CHIEF EXECUTIVE OFFICER Other disposition −12,500 211,104
2025-03-03 Marban Linda CHIEF EXECUTIVE OFFICER Option exercise +25,000 $1.39 $35K 223,604
2025-03-03 Marban Linda CHIEF EXECUTIVE OFFICER Option exercise · Stock Option (Right to Buy) −25,000 0
2025-03-03 Litvack Frank Director Option exercise +25,000 $1.39 $35K 132,382
2025-03-03 Litvack Frank Director Shares withheld for taxes −2,543 $13.67 $35K 129,839
2025-03-03 Litvack Frank Director Option exercise · Stock Option (Right to Buy) −25,000 0
2025-03-03 DUNBAR GEORGE W JR Director Option exercise +750 $1.39 $1K 11,306
2025-03-03 DUNBAR GEORGE W JR Director Option exercise · Stock Option (Right to Buy) −750 0
2025-03-03 Bergmann Anthony CHIEF FINANCIAL OFFICER Option exercise +2,500 $1.39 $3K 8,223
2025-03-03 Bergmann Anthony CHIEF FINANCIAL OFFICER Option exercise · Stock Option (Right to Buy) −2,500 0
2025-02-27 COLLIER EARL M JR Director Option exercise +750 $1.39 $1K 57,606

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