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CIK 0001133869 · Non-accelerated filer<br>Smaller reporting company

CAPRICOR THERAPEUTICS, INC.

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Ticker
CAPR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(310) 358-3200
Business address
10865 ROAD TO THE CURE, SUITE 150, SAN DIEGO, CA, 92121
Former names
Nile Therapeutics, Inc., SMI PRODUCTS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2009-01-16 Evans Daron Chief Financial Officer Grant or award · Employee Stock Option (right to buy) +49,020 49,020
2009-01-16 Strumph Peter M Chief Executive Officer Grant or award · Employee Stock Option (right to buy) +149,148 149,148
2008-12-23 Mieyal Paul A Director Grant or award · Non-Qualified Stock Option (right to buy) +25,000 25,000
2008-12-23 TANEN DAVID M Director Grant or award · Non-Qualified Stock Option (right to buy) +25,000 25,000
2008-12-23 Kazam Joshua A Director Grant or award · Non-Qualified Stock Option (right to buy) +25,000 25,000
2008-12-23 KASH PETER M Director Grant or award · Non-Qualified Stock Option (right to buy) +35,000 35,000
2008-12-23 SCHAFER GREGORY W Director Grant or award · Non-Qualified Stock Option (right to buy) +35,000 35,000
2008-12-23 GRANADILLO PEDRO P Director Grant or award · Non-Qualified Stock Option (right to buy) +35,000 35,000
2008-12-16 Kazam Joshua A Director Purchase +3,100 $1.15 $4K 1,080,090
2008-12-16 TANEN DAVID M Director Purchase +2,500 $1.15 $3K 1,520,705
2008-12-15 Kazam Joshua A Director Purchase +2,500 $1.05 $3K 1,076,990
2008-12-15 TANEN DAVID M Director Purchase +20 $1.04 $21 1,515,725
2008-12-15 TANEN DAVID M Director Purchase +2,480 $1.05 $3K 1,518,205
2008-12-12 TANEN DAVID M Director Purchase +4,000 $1.47 $6K 1,515,705
2008-12-12 Strumph Peter M Chief Executive Officer Purchase +1,000 $1.00 $1K 5,580
2008-12-12 Strumph Peter M Chief Executive Officer Purchase +2,000 $0.79 $2K 7,580
2008-12-12 Evans Daron Chief Financial Officer Purchase +1,000 $1.25 $1K 4,200
2008-12-12 Evans Daron Chief Financial Officer Purchase +3,186 $0.70 $2K 4,200
2008-12-12 KASH PETER M Director Purchase +1,500 $1.05 $2K 1,493,844
2008-12-12 KASH PETER M Director Purchase +2,500 $1.40 $4K 1,496,344

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