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CIK 0001133869 · Non-accelerated filer<br>Smaller reporting company

CAPRICOR THERAPEUTICS, INC.

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Ticker
CAPR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(310) 358-3200
Business address
10865 ROAD TO THE CURE, SUITE 150, SAN DIEGO, CA, 92121
Former names
Nile Therapeutics, Inc., SMI PRODUCTS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2009-07-07 Evans Daron Chief Financial Officer Purchase +3,952 14,152
2009-07-07 Evans Daron Chief Financial Officer Purchase · Warrant (Right to Buy) +988 988
2009-07-07 Evans Daron Chief Financial Officer Purchase · Warrant (Right to Buy) +988 988
2009-07-07 Evans Daron Chief Financial Officer Purchase · Warrant (Right to Buy) +1,976 1,976
2009-07-07 KASH PETER M Director Purchase +98,814 1,596,208
2009-07-07 KASH PETER M Director Purchase · Warrant (Right to Buy) +24,704 24,704
2009-07-07 KASH PETER M Director Purchase · Warrant (Right to Buy) +24,703 24,703
2009-07-07 KASH PETER M Director Purchase · Warrant (Right to Buy) +49,407 49,407
2009-07-07 Kazam Joshua A Director Purchase +197,628 1,278,228
2009-07-07 Kazam Joshua A Director Purchase · Warrant (Right to Buy) +49,407 49,407
2009-07-07 Kazam Joshua A Director Purchase · Warrant (Right to Buy) +49,407 49,407
2009-07-07 Kazam Joshua A Director Purchase · Warrant (Right to Buy) +98,814 98,814
2009-06-24 Evans Daron Chief Financial Officer Grant or award · Stock Option (Right to Buy) +25,000 25,000
2009-03-13 Evans Daron Chief Financial Officer Purchase +5,000 $0.75 $4K 9,200
2009-03-12 Kazam Joshua A Director Purchase +510 $0.75 $383 1,080,600
2009-03-11 Evans Daron Chief Financial Officer Purchase +6,000 $0.77 $5K 10,200
2009-01-16 Evans Daron Chief Financial Officer Grant or award · Stock Option (Right to Buy) +49,020 49,020
2009-01-16 Evans Daron Chief Financial Officer Grant or award · Stock Option (Right to Buy) +43,269 43,269
2009-01-16 Lieu Hsiao VP, Clinical Research Grant or award · Stock Option (Right to Buy) +9,123 9,123
2009-01-16 Lieu Hsiao VP, Clinical Research Grant or award · Stock Option (Right to Buy) +31,003 31,003

Page 28 of 31 · 605 trades