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CIK 0001133869 · Non-accelerated filer<br>Smaller reporting company

CAPRICOR THERAPEUTICS, INC.

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Ticker
CAPR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(310) 358-3200
Business address
10865 ROAD TO THE CURE, SUITE 150, SAN DIEGO, CA, 92121
Former names
Nile Therapeutics, Inc., SMI PRODUCTS INC
  1. SC 13D/A Stake Beneficial Ownership Report
  2. SC 13D/A Stake Beneficial Ownership Report
  3. 4 Open-market buy 10% owner bought 416,666 shares at $2.40 ($999,998)
  4. 4 Open-market buy CHIEF FINANCIAL OFFICER bought 2,100 shares at $2.40 ($5,040)
  5. 4 Open-market buy EVP, General Counsel bought 4,060 shares at $2.40 ($9,744)
  6. 4 Open-market buy Chief Executive Officer bought 10,152 shares at $2.40 ($24,365)
  7. 4 Open-market buy Vice President of Finance bought 2,030 shares at $2.40 ($4,872)
  8. 4 Open-market buy Director bought 100,000 shares at $2.40 ($240,000)
  9. 4 Open-market buy Director bought 91,369 shares at $2.40 ($219,286)
  10. 4 Open-market buy 10% owner bought 833,332 shares at $2.40 ($1,999,997)
  11. 8-K Event Results of operations · Regulation FD disclosure
  12. 8-K/A Event Material agreement · Unregistered share sale
  13. 424B5 Offering Prospectus
  14. 8-K Event Material agreement · Unregistered share sale · Other events
  15. 4 Derivatives Options or other derivatives
  16. 8-K Event Regulation FD disclosure
  17. 3 Insider Initial Statement of Ownership
  18. 8-K Event Executive or director change
  19. 8-K Event Other events
  20. 5 Insider Annual Insider Trading Report

Page 27 of 49 · 965 filings