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CIK 0001133869 · Non-accelerated filer<br>Smaller reporting company

CAPRICOR THERAPEUTICS, INC.

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Ticker
CAPR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(310) 358-3200
Business address
10865 ROAD TO THE CURE, SUITE 150, SAN DIEGO, CA, 92121
Former names
Nile Therapeutics, Inc., SMI PRODUCTS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Date Insider Transaction Shares Price Value Owned after
2011-05-10 SCHAFER GREGORY W Director Grant or award · Stock Option (Right to Buy) +100,000 100,000
2011-05-10 Kazam Joshua A Chief Executive Officer Grant or award · Stock Option (Right to Buy) +80,000 80,000
2011-05-10 KASH PETER M Director Grant or award · Stock Option (Right to Buy) +80,000 80,000
2011-05-10 Mieyal Paul A Director Grant or award · Stock Option (Right to Buy) +80,000 80,000
2011-05-10 GRANADILLO PEDRO P Director Grant or award · Stock Option (Right to Buy) +100,000 100,000
2011-05-10 Belldegrun Arie Director Grant or award · Stock Option (Right to Buy) +80,000 80,000
2011-04-18 Evans Daron Chief Financial Officer Grant or award · Stock Option (Right to Buy) +50,000 50,000
2011-01-03 Lieu Hsiao VP, Clinical Research Grant or award · Stock Option (Right to Buy) +27,192 128,442
2011-01-03 Evans Daron Chief Financial Officer Grant or award · Stock Option (Right to Buy) +18,128 85,628
2010-12-17 Lieu Hsiao VP, Clinical Research Grant or award · Stock Option (Right to Buy) +25,000 46,623
2010-07-26 Mieyal Paul A Director Grant or award · Stock Option (Right to Buy) +80,000 80,000
2010-07-26 Litvack Frank Director Grant or award · Stock Option (Right to Buy) +80,000 80,000
2010-07-26 Kazam Joshua A Chief Executive Officer Grant or award · Stock Option (Right to Buy) +80,000 80,000
2010-07-26 KASH PETER M Director Grant or award · Stock Option (Right to Buy) +80,000 80,000
2010-07-26 GRANADILLO PEDRO P Director Grant or award · Stock Option (Right to Buy) +100,000 100,000
2010-07-26 Belldegrun Arie Director Grant or award · Stock Option (Right to Buy) +80,000 80,000
2010-07-26 Evans Daron Chief Financial Officer Grant or award · Stock Option (Right to Buy) +250,000 250,000
2010-07-26 BREWER RICHARD B Executive Chairman Grant or award · Stock Option (Right to Buy) +900,000 900,000
2010-07-26 SCHAFER GREGORY W Director Grant or award · Stock Option (Right to Buy) +100,000 100,000
2010-07-21 BREWER RICHARD B Executive Chairman Grant or award · Stock Option (Right to Buy) +450,000 450,000

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