CIK 0001133869 · Non-accelerated filer<br>Smaller reporting company
CAPRICOR THERAPEUTICS, INC.
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- CAPR
- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- Phone
- (310) 358-3200
- Business address
- 10865 ROAD TO THE CURE, SUITE 150, SAN DIEGO, CA, 92121
- Former names
- Nile Therapeutics, Inc., SMI PRODUCTS INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 97 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2016-03-16 | GRASMICK LOUIS J Director | Purchase · Warrants (Right to Buy) | +10,152 | $0.13 | $1K | 10,152 |
| 2016-03-16 | St. John Edward A. 10% owner | Purchase | +416,666 | $2.40 | $1000K | 842,439 |
| 2016-03-16 | St. John Edward A. 10% owner | Purchase | +416,666 | $2.40 | $1000K | 842,439 |
| 2016-03-16 | St. John Edward A. 10% owner | Purchase · Warrant | +208,333 | 208,333 | ||
| 2016-03-16 | St. John Edward A. 10% owner | Purchase · Warrant | +208,333 | 208,333 | ||
| 2016-03-02 | GERSHELL LELAND CHIEF FINANCIAL OFFICER | Grant or award · Stock Option (right to buy) | +166,500 | 166,500 | ||
| 2015-09-18 | Ascheim Deborah CHIEF MEDICAL OFFICER | Grant or award · Stock Option (right to buy) | +130,000 | 130,000 | ||
| 2015-08-20 | GRASMICK LOUIS J Director | Purchase | +4,630 | $4.08 | $19K | 5,950 |
| 2015-08-20 | GRASMICK LOUIS J Director | Purchase | +4,630 | $4.08 | $19K | 5,950 |
| 2015-08-19 | GRASMICK LOUIS J Director | Purchase | +1,320 | $4.22 | $6K | 1,320 |
| 2015-08-19 | GRASMICK LOUIS J Director | Purchase | +1,320 | $4.22 | $6K | 1,320 |
| 2015-08-19 | Marban Linda Chief Executive Officer | Purchase | +4,200 | $4.42 | $19K | 268,557 |
| 2015-08-19 | Marban Linda Chief Executive Officer | Purchase | +4,200 | $4.42 | $19K | 3,173,354 |
| 2015-08-19 | Marban Eduardo 10% owner | Purchase | +4,200 | $4.42 | $19K | 3,173,354 |
| 2015-08-19 | Marban Eduardo 10% owner | Purchase | +4,200 | $4.42 | $19K | 268,557 |
| 2015-08-18 | Marban Linda Chief Executive Officer | Purchase | +5,000 | $4.31 | $22K | 264,357 |
| 2015-08-18 | Marban Linda Chief Executive Officer | Purchase | +5,000 | $4.31 | $22K | 3,169,154 |
| 2015-08-18 | Marban Eduardo 10% owner | Purchase | +5,000 | $4.31 | $22K | 3,169,154 |
| 2015-08-18 | Marban Eduardo 10% owner | Purchase | +5,000 | $4.31 | $22K | 264,357 |
| 2015-03-03 | Marban Linda Chief Executive Officer | Grant or award · Stock Option (right to buy) | +250,000 | 250,000 |
Page 23 of 24 · 468 trades