CIK 0001133869 · Non-accelerated filer<br>Smaller reporting company
CAPRICOR THERAPEUTICS, INC.
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- CAPR
- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- FY end
- Dec 31
- Incorporated
- DE
- Entity type
- operating
- Phone
- (310) 358-3200
- Business address
- 10865 ROAD TO THE CURE, SUITE 150, SAN DIEGO, CA, 92121
- Former names
- Nile Therapeutics, Inc., SMI PRODUCTS INC
- Open-market buys, last 90 days
- $0
- in 0 filings
- Open-market sales, last 90 days
- $0
- in 0 filings
Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.
Reading 97 more Form 4s from the SEC; this list fills in as they're read.
| Date | Insider | Transaction | Shares | Price | Value | Owned after |
|---|---|---|---|---|---|---|
| 2017-10-23 | Manzo Louis Director | Option exercise · Stock Option (right to buy) | −20,748 | 0 | ||
| 2017-05-09 | CEDARS SINAI MEDICAL CENTER 10% owner | Purchase | +1,145,161 | $3.10 | $3.5M | 4,049,959 |
| 2017-05-09 | Musket David B Director | Purchase | +25,000 | $3.10 | $78K | 25,000 |
| 2017-05-09 | Manzo Louis Director | Purchase | +10,000 | $3.10 | $31K | 138,384 |
| 2017-01-03 | Smith Rachel Vice President of R&D | Grant or award · Stock Option (right to buy) | +35,000 | 35,000 | ||
| 2017-01-03 | Marban Linda Chief Executive Officer | Grant or award · Stock Option (right to buy) | +200,000 | 200,000 | ||
| 2017-01-03 | Manzo Louis Director | Grant or award · Stock Option (right to buy) | +23,560 | 23,560 | ||
| 2017-01-03 | Krasney Karen See Remarks | Grant or award · Stock Option (right to buy) | +25,000 | 25,000 | ||
| 2017-01-03 | Kazam Joshua A Director | Grant or award · Stock Option (right to buy) | +16,060 | 16,060 | ||
| 2017-01-03 | DUNBAR GEORGE W JR Director | Grant or award · Stock Option (right to buy) | +26,060 | 26,060 | ||
| 2017-01-03 | Litvack Frank Director | Grant or award · Stock Option (right to buy) | +25,000 | 25,000 | ||
| 2017-01-03 | Musket David B Director | Grant or award · Stock Option (right to buy) | +36,060 | 36,060 | ||
| 2017-01-03 | COLLIER EARL M JR Director | Grant or award · Stock Option (right to buy) | +28,560 | 28,560 | ||
| 2017-01-03 | Ascheim Deborah Chief Medical Officer | Grant or award · Stock Option (right to buy) | +50,000 | 50,000 | ||
| 2017-01-03 | Bergmann Anthony Vice President of Finance | Grant or award · Stock Option (right to buy) | +35,000 | 35,000 | ||
| 2016-09-21 | CEDARS SINAI MEDICAL CENTER 10% owner | Purchase | +312,500 | $3.20 | $1.0M | 2,904,798 |
| 2016-06-02 | Smith Rachel Vice President of R&D | Grant or award · Stock Option (right to buy) | +50,000 | 50,000 | ||
| 2016-06-02 | Manzo Louis Director | Grant or award · Stock Option (right to buy) | +30,000 | 30,000 | ||
| 2016-06-02 | Krasney Karen See Remarks | Grant or award · Stock Option (right to buy) | +50,000 | 50,000 | ||
| 2016-06-02 | Kazam Joshua A Director | Grant or award · Stock Option (right to buy) | +15,000 | 15,000 |
Page 21 of 24 · 468 trades