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CIK 0001133869 · Non-accelerated filer<br>Smaller reporting company

CAPRICOR THERAPEUTICS, INC.

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Ticker
CAPR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(310) 358-3200
Business address
10865 ROAD TO THE CURE, SUITE 150, SAN DIEGO, CA, 92121
Former names
Nile Therapeutics, Inc., SMI PRODUCTS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 97 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-02-12 COLLIER EARL M JR Director Returned to the company · Stock Option (Right to Buy) −2,437 0
2020-02-12 COLLIER EARL M JR Director Returned to the company · Stock Option (Right to Buy) −750 0
2020-02-12 COLLIER EARL M JR Director Returned to the company · Stock Option (Right to Buy) −1,401 0
2020-02-12 COLLIER EARL M JR Director Returned to the company · Stock Option (Right to Buy) −15,455 0
2020-02-12 Musket David B Director Grant or award · Stock Option (Right to Buy) +8,750 8,750
2020-02-12 Musket David B Director Grant or award · Stock Option (Right to Buy) +3,800 3,800
2020-02-12 Musket David B Director Grant or award · Stock Option (Right to Buy) +3,606 3,606
2020-02-12 Musket David B Director Grant or award · Stock Option (Right to Buy) +4,645 4,645
2020-02-12 Musket David B Director Grant or award · Stock Option (Right to Buy) +4,750 4,750
2020-02-12 Musket David B Director Grant or award · Stock Option (Right to Buy) +1,401 1,401
2020-02-12 Musket David B Director Grant or award · Stock Option (Right to Buy) +15,455 15,455
2020-02-12 Musket David B Director Returned to the company · Stock Option (Right to Buy) −8,750 0
2020-02-12 Musket David B Director Returned to the company · Stock Option (Right to Buy) −3,800 0
2020-02-12 Musket David B Director Returned to the company · Stock Option (Right to Buy) −3,606 0
2020-02-12 Musket David B Director Returned to the company · Stock Option (Right to Buy) −4,645 0
2020-02-12 Musket David B Director Returned to the company · Stock Option (Right to Buy) −4,750 0
2020-02-12 Musket David B Director Returned to the company · Stock Option (Right to Buy) −1,401 0
2020-02-12 Musket David B Director Returned to the company · Stock Option (Right to Buy) −15,455 0
2020-02-12 Bergmann Anthony CHIEF FINANCIAL OFFICER Grant or award · Stock Option (Right to Buy) +14,000 14,000
2020-02-12 Bergmann Anthony CHIEF FINANCIAL OFFICER Grant or award · Stock Option (Right to Buy) +5,000 5,000

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