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CIK 0001133869 · Non-accelerated filer<br>Smaller reporting company

CAPRICOR THERAPEUTICS, INC.

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Ticker
CAPR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(310) 358-3200
Business address
10865 ROAD TO THE CURE, SUITE 150, SAN DIEGO, CA, 92121
Former names
Nile Therapeutics, Inc., SMI PRODUCTS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 97 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-02-12 Manzo Louis Director Grant or award · Stock Option (Right to Buy) +27,904 27,904
2020-02-12 Manzo Louis Director Returned to the company · Stock Option (Right to Buy) −4,500 0
2020-02-12 Manzo Louis Director Returned to the company · Stock Option (Right to Buy) −2,550 0
2020-02-12 Manzo Louis Director Returned to the company · Stock Option (Right to Buy) −2,356 0
2020-02-12 Manzo Louis Director Returned to the company · Stock Option (Right to Buy) −3,000 0
2020-02-12 Manzo Louis Director Returned to the company · Stock Option (Right to Buy) −1,500 0
2020-02-12 Manzo Louis Director Returned to the company · Stock Option (Right to Buy) −1,401 0
2020-02-12 Manzo Louis Director Returned to the company · Stock Option (Right to Buy) −27,904 0
2020-02-12 Krasney Karen EVP, GENERAL COUNSEL Grant or award · Stock Option (Right to Buy) +14,000 14,000
2020-02-12 Krasney Karen EVP, GENERAL COUNSEL Grant or award · Stock Option (Right to Buy) +3,500 3,500
2020-02-12 Krasney Karen EVP, GENERAL COUNSEL Grant or award · Stock Option (Right to Buy) +2,500 2,500
2020-02-12 Krasney Karen EVP, GENERAL COUNSEL Grant or award · Stock Option (Right to Buy) +5,000 5,000
2020-02-12 Krasney Karen EVP, GENERAL COUNSEL Grant or award · Stock Option (Right to Buy) +3,000 3,000
2020-02-12 Krasney Karen EVP, GENERAL COUNSEL Grant or award · Stock Option (Right to Buy) +18,932 18,932
2020-02-12 Krasney Karen EVP, GENERAL COUNSEL Returned to the company · Stock Option (Right to Buy) −14,000 0
2020-02-12 Krasney Karen EVP, GENERAL COUNSEL Returned to the company · Stock Option (Right to Buy) −3,500 0
2020-02-12 Krasney Karen EVP, GENERAL COUNSEL Returned to the company · Stock Option (Right to Buy) −2,500 0
2020-02-12 Krasney Karen EVP, GENERAL COUNSEL Returned to the company · Stock Option (Right to Buy) −5,000 0
2020-02-12 Krasney Karen EVP, GENERAL COUNSEL Returned to the company · Stock Option (Right to Buy) −3,000 0
2020-02-12 Krasney Karen EVP, GENERAL COUNSEL Returned to the company · Stock Option (Right to Buy) −18,932 0

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