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CIK 0001133869 · Non-accelerated filer<br>Smaller reporting company

CAPRICOR THERAPEUTICS, INC.

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Ticker
CAPR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(310) 358-3200
Business address
10865 ROAD TO THE CURE, SUITE 150, SAN DIEGO, CA, 92121
Former names
Nile Therapeutics, Inc., SMI PRODUCTS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 97 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2020-06-05 Litvack Frank Director Grant or award · Stock Option (Right to Buy) +280,935 280,935
2020-06-05 COLLIER EARL M JR Director Grant or award · Stock Option (Right to Buy) +83,000 83,000
2020-06-05 Musket David B Director Grant or award · Stock Option (Right to Buy) +109,000 109,000
2020-06-05 Bergmann Anthony CHIEF FINANCIAL OFFICER Grant or award · Stock Option (Right to Buy) +120,003 120,003
2020-02-12 Marban Linda CHIEF EXECUTIVE OFFICER Grant or award · Stock Option (Right to Buy) +25,000 25,000
2020-02-12 Marban Linda CHIEF EXECUTIVE OFFICER Grant or award · Stock Option (Right to Buy) +9,998 9,998
2020-02-12 Marban Linda CHIEF EXECUTIVE OFFICER Grant or award · Stock Option (Right to Buy) +19,999 19,999
2020-02-12 Marban Linda CHIEF EXECUTIVE OFFICER Grant or award · Stock Option (Right to Buy) +25,000 25,000
2020-02-12 Marban Linda CHIEF EXECUTIVE OFFICER Grant or award · Stock Option (Right to Buy) +41,497 41,497
2020-02-12 Marban Linda CHIEF EXECUTIVE OFFICER Returned to the company · Stock Option (Right to Buy) −25,000 0
2020-02-12 Marban Linda CHIEF EXECUTIVE OFFICER Returned to the company · Stock Option (Right to Buy) −9,998 0
2020-02-12 Marban Linda CHIEF EXECUTIVE OFFICER Returned to the company · Stock Option (Right to Buy) −19,999 0
2020-02-12 Marban Linda CHIEF EXECUTIVE OFFICER Returned to the company · Stock Option (Right to Buy) −25,000 0
2020-02-12 Marban Linda CHIEF EXECUTIVE OFFICER Returned to the company · Stock Option (Right to Buy) −41,497 0
2020-02-12 Manzo Louis Director Grant or award · Stock Option (Right to Buy) +4,500 4,500
2020-02-12 Manzo Louis Director Grant or award · Stock Option (Right to Buy) +2,550 2,550
2020-02-12 Manzo Louis Director Grant or award · Stock Option (Right to Buy) +2,356 2,356
2020-02-12 Manzo Louis Director Grant or award · Stock Option (Right to Buy) +3,000 3,000
2020-02-12 Manzo Louis Director Grant or award · Stock Option (Right to Buy) +1,500 1,500
2020-02-12 Manzo Louis Director Grant or award · Stock Option (Right to Buy) +1,401 1,401

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