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CIK 0001133869 · Non-accelerated filer<br>Smaller reporting company

CAPRICOR THERAPEUTICS, INC.

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Ticker
CAPR
Exchange
Nasdaq
Industry
Pharmaceutical Preparations
FY end
Dec 31
Incorporated
DE
Entity type
operating
Phone
(310) 358-3200
Business address
10865 ROAD TO THE CURE, SUITE 150, SAN DIEGO, CA, 92121
Former names
Nile Therapeutics, Inc., SMI PRODUCTS INC
Open-market buys, last 90 days
$0
in 0 filings
Open-market sales, last 90 days
$0
in 0 filings

Shares bought or sold at a price by officers, directors and 10% owners (Form 4 codes P and S). Grants, option exercises and tax withholding aren't counted.

Reading 97 more Form 4s from the SEC; this list fills in as they're read.

Date Insider Transaction Shares Price Value Owned after
2023-02-21 Litvack Frank Director Shares withheld for taxes −4,524 $4.31 $19K 137,276
2023-02-21 Litvack Frank Director Option exercise · Stock Option (Right to Buy) −14,027 0
2023-02-14 DUNBAR GEORGE W JR Director Option exercise +1,401 $1.39 $2K 10,556
2023-02-14 DUNBAR GEORGE W JR Director Option exercise · Stock Option (Right to Buy) −1,401 0
2023-02-14 COLLIER EARL M JR Director Option exercise +1,401 $1.39 $2K 16,856
2023-02-14 COLLIER EARL M JR Director Option exercise · Stock Option (Right to Buy) −1,401 0
2023-01-03 Sabar Karimah Es Director Grant or award · Stock Option (Right to Buy) +3,560 3,560
2023-01-03 Sabar Karimah Es Director Grant or award · Stock Option (Right to Buy) +37,770 37,770
2023-01-03 Sabar Karimah Es Director Grant or award · Stock Option (Right to Buy) +19,000 19,000
2023-01-03 Musket David B Director Grant or award · Stock Option (Right to Buy) +37,770 37,770
2023-01-03 Musket David B Director Grant or award · Stock Option (Right to Buy) +16,620 16,620
2023-01-03 Musket David B Director Grant or award · Stock Option (Right to Buy) +19,000 19,000
2023-01-03 Manzo Louis Director Grant or award · Stock Option (Right to Buy) +37,770 37,770
2023-01-03 Manzo Louis Director Grant or award · Stock Option (Right to Buy) +7,120 7,120
2023-01-03 Manzo Louis Director Grant or award · Stock Option (Right to Buy) +19,000 19,000
2023-01-03 DUNBAR GEORGE W JR Director Grant or award · Stock Option (Right to Buy) +37,770 37,770
2023-01-03 DUNBAR GEORGE W JR Director Grant or award · Stock Option (Right to Buy) +8,310 8,310
2023-01-03 DUNBAR GEORGE W JR Director Grant or award · Stock Option (Right to Buy) +19,000 19,000
2023-01-03 COLLIER EARL M JR Director Grant or award · Stock Option (Right to Buy) +37,770 37,770
2023-01-03 COLLIER EARL M JR Director Grant or award · Stock Option (Right to Buy) +11,870 11,870

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