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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
  1. 4 Grant or award Pres. Broadwind Ind. Solutions acquired 13,905 shares (grant or award)
  2. 4 Grant or award VP, CFO and Treasurer acquired 30,938 shares (grant or award)
  3. 4 Grant or award President and CEO acquired 67,500 shares (grant or award)
  4. 4 Grant or award Pres., Brad Foote Gear Works acquired 14,513 shares (grant or award)
  5. 4 Shares withheld for taxes Pres., Brad Foote Gear Works gave up 1,770 shares (to pay taxes)
  6. 4 Shares withheld for taxes Pres., Red Wolf Company, LLC gave up 1,100 shares (to pay taxes)
  7. 4 Shares withheld for taxes VP, CFO and Treasurer gave up 2,481 shares (to pay taxes)
  8. 8-K Event Other events
  9. 8-K Event Material agreement · New debt or obligation · Other events
  10. DEF 14A Proxy Proxy Statement
  11. 4 Open-market buy Director bought 10,000 shares at $1.30 ($13,000)
  12. PRE 14A Proxy Proxy Statement (Preliminary)
  13. 10-K Report Annual Report
  14. 8-K Event Results of operations · Regulation FD disclosure
  15. 4 Shares withheld for taxes Pres., Brad Foote Gear Works gave up 1,701 shares (to pay taxes)
  16. 4 Shares withheld for taxes Pres., Red Wolf Company, LLC gave up 1,550 shares (to pay taxes)
  17. 4 Insider Changes in Ownership
  18. 4 Insider Changes in Ownership
  19. 8-K Event Executive or director change
  20. SC 13G/A Stake Amended Statement of Ownership

Page 20 of 63 · 1,246 filings