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CIK 0001120370 · Non-accelerated filer<br>Smaller reporting company

BROADWIND, INC.

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Ticker
BWEN
Exchange
Nasdaq
Industry
Nonferrous Foundries (Castings)
FY end
Dec 31
Incorporated
DE
Entity type
operating
EIN
880409160
Phone
708-780-4800
Business address
3240 S. CENTRAL AVENUE, CICERO, IL, 60804
Former names
BROADWIND ENERGY, INC., TOWER TECH HOLDINGS INC., BLACKFOOT ENTERPRISES INC
  1. PRER14A Other PRER14A
  2. 4 Grant or award Pres., Brad Foote Gear Works acquired 28,744 shares (grant or award)
  3. 4 Shares withheld for taxes Pres., Broadwind Heavy Fab. gave up 19,955 shares (to pay taxes)
  4. 4 Shares withheld for taxes Pres., Broadwind Ind. Solution gave up 9,462 shares (to pay taxes)
  5. 4 Shares withheld for taxes Director gave up 105,096 shares (to pay taxes)
  6. 4 Shares withheld for taxes President and CEO gave up 53,407 shares (to pay taxes)
  7. PRE 14A Proxy Proxy Statement (Preliminary)
  8. 10-K Report Annual Report
  9. 8-K Event Results of operations · Regulation FD disclosure
  10. 8-A12B/A Other Registration Statement
  11. 8-K Event Material agreement · Shareholder rights changed
  12. SC 13G/A Stake Amended Statement of Ownership
  13. 4 Open-market sale Director sold 7,088 shares at $2.10 ($14,861)
  14. 4 Open-market sale Director sold 15,000 shares at an average $3.05 ($45,818)
  15. S-8 Other Securities Offered to Employees in Benefit Plans
  16. 10-Q Report Quarterly Report
  17. 8-K Event Results of operations · Regulation FD disclosure
  18. 4 Shares withheld for taxes Chief Human Resources Officer gave up 738 shares (to pay taxes)
  19. 4 Open-market sale Director sold 15,000 shares at an average $3.06 ($45,972)
  20. SC 13G/A Stake Amended Statement of Ownership

Page 14 of 63 · 1,246 filings